Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Fernando Garcia MoralesAllstate Financial Services, LLCW&S Brokerage Services, Inc.07-02-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC$106-20-2018
Joshua Joseph WeygandtAllstate Financial Services, LLCVALIC Financial Advisors, Inc.05-04-2018
Roxana Esperanza SolorzanoAllstate Financial Services, LLCHaydel, Biel & Associates04-23-2018
Corina M RamirezAllstate Financial Services, LLCIBAA03-16-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Jeffrey Thomas KonopkaAllstate Financial Services, LLCLifetime Financial, Inc.01-02-2018
Jeffrey Paul LittleAllstate Financial Services, LLCMML Investors Services, LLC$111-22-2017
Kendall James RantowichAllstate Financial Services, LLCCetera Advisors LLC09-26-2017
Christian Mario DiazAllstate Financial Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Edmond Ming LimAllstate Financial Services, LLCTransamerica Financial Advisors, Inc$109-22-2017
Stephanie Sue RowleyAllstate Financial Services, LLCFarmers Financial Solutions, LLC07-13-2017
Phyllis Mcdonald JohnsonAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.06-22-2017
Hanna Gishim PaikAllstate Financial Services, LLCNYLIFE Securities LLC05-31-2017
Jeffrey Harbison OehlerAllstate Financial Services, LLCFirst Command Financial Planning, Inc.05-23-2017
Michael Alexander HansonAllstate Financial Services, LLCLPL Financial LLC04-18-2017
Ronald Alexander SosaAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-24-2017
Francisco Javier ArrietaAllstate Financial Services, LLCTransamerica Financial Advisors, Inc03-17-2017
Michael Samir Aziz KhalilAllstate Financial Services, LLCState Farm VP Management Corp.01-25-2017
Carter Gooktae KimAllstate Financial Services, LLCMML Investors Services, LLC01-20-2017
Prabhjit Singh DhillonAllstate Financial Services, LLCNYLIFE Securities LLC12-06-2016
Guy Lee RichardsonAllstate Financial Services, LLCNYLIFE Securities LLC12-01-2016
Carlos RochaAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-25-2016
Next Page »

Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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