Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Bryan ShapiroAllstate Financial Services, LLCBankers Life Securities, Inc.07-28-2020
Jeffery James WhiteAllstate Financial Services, LLCPrincipal Securities, Inc.06-03-2020
Sinhy LimAllstate Financial Services, LLCNYLIFE Securities LLC05-29-2020
Marco CabezasAllstate Financial Services, LLCState Farm VP Management Corp.03-24-2020
Min S HanAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-11-2020
Mark Bryant RuyleAllstate Financial Services, LLCMorgan Stanley11-12-2019
Christopher Eric LopezAllstate Financial Services, LLCFranklin/Templeton Distributors, Inc.09-17-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Michael James DrahosAllstate Financial Services, LLCThe Leaders Group, Inc.03-05-2019
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Scott G KishbaughAllstate Financial Services, LLCCambridge Investment Research, Inc.08-28-2018
Terry Mark HillockAllstate Financial Services, LLCThrivent Investment Management Inc.08-21-2018
Kari Lynn EisenacherAllstate Financial Services, LLCHorace Mann Investors, Inc.08-20-2018
Veronica Ruby JaureguiAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-09-2018
Tracy Alton ShannonAllstate Financial Services, LLCBrokers International Financial Services, LLC.08-07-2018
Shana Renee BradleyAllstate Financial Services, LLCNYLIFE Securities LLC08-01-2018
Roxana Esperanza SolorzanoAllstate Financial Services, LLCHaydel, Biel & Associates04-23-2018
Colby RogersAllstate Financial Services, LLCBancWest Investment Services, Inc.03-15-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Jeffrey P LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
Wayne Alfred Reed IIIAllstate Financial Services, LLCHornor, Townsend & Kent, LLC11-20-2017
Edmond Ming LimAllstate Financial Services, LLCTransamerica Financial Advisors, Inc09-22-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.