Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward GalinskyAllstate Financial Services, LLCRichmond Hillcrest & Company, Inc.$1003-25-2009
Ryan Michael De La TorreAllstate Financial Services, LLCUBS Financial Services Inc.08-05-2010
Jeff Alan BeckerAllstate Financial Services, LLCQA3 Financial Corp.11-17-2010
Theodore Robert BustamanteAllstate Financial Services, LLCSorrento Pacific Financial, LLC$10001-04-2011
Leonard Raymond DeanAllstate Financial Services, LLCPrincipal Securities, Inc.01-04-2011
Ross Wesley GielowAllstate Financial Services, LLCSecurian Financial Services, Inc.01-24-2011
Tamone PhengrasameeAllstate Financial Services, LLCPFS Investments Inc.05-25-2011
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Octaviano Montejano Jr.Allstate Financial Services, LLCPFS Investments Inc.07-12-2011
Donald SewellAllstate Financial Services, LLCHSBC Securities (USA) Inc.10-07-2011
Susan Lynne CardilloAllstate Financial Services, LLCHorace Mann Investors, Inc.07-11-2012
David NguyenAllstate Financial Services, LLCNYLIFE Securities LLC07-18-2012
Angela Rodriguez EliasAllstate Financial Services, LLCQuest Capital Strategies, Inc.08-21-2012
Salvador R. AyalaAllstate Financial Services, LLCHSBC Securities (USA) Inc.08-21-2012
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
Kristin Gail McLaughlinAllstate Financial Services, LLCGWFS Equities, Inc.04-18-2013
Mark Rudolph MaloufAllstate Financial Services, LLCLPL Financial LLC$5006-10-2013
Kathi J. ArbuesAllstate Financial Services, LLCHorace Mann Investors, Inc.06-28-2013
John Anthony Del-Zio Jr.Allstate Financial Services, LLCState Farm VP Management Corp.07-31-2013
Jimmy Chifong HsuAllstate Financial Services, LLCJ.K. Financial Services, Inc.08-15-2013
Troy J. GreenwayAllstate Financial Services, LLCTibra Trading America LLC10-02-2013
Benjamin Navarro Jr.Allstate Financial Services, LLCSecurian Financial Services, Inc.06-24-2014
Milton George AllenAllstate Financial Services, LLCMetLife Securities Inc.07-17-2014
Cheryl MonemiAllstate Financial Services, LLCPruco Securities, LLC.08-15-2014
Samir Alip BaakliniAllstate Financial Services, LLCLPL Financial LLC01-13-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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