Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward GalinskyAllstate Financial Services, LLCRichmond Hillcrest & Company, Inc.03-25-2009
Drew Vincent PotterAllstate Financial Services, LLCProEquities, Inc.05-20-2009
Andres G BattaAllstate Financial Services, LLCNYLIFE Securities LLC05-28-2009
James Scott CaveAllstate Financial Services, LLCUBS Financial Services Inc.$5007-29-2009
Evelynn Kay ThomasAllstate Financial Services, LLCAllstate Financial Services, LLC10-21-2009
Alan Bert ColdironAllstate Financial Services, LLCEdward Jones$10011-04-2009
Stanley GoldhammerAllstate Financial Services, LLCAllstate Financial Services, LLC01-22-2010
Violet I. RainwaterAllstate Financial Services, LLCWells Fargo Investments, LLC02-25-2010
Kevin Marc WilliamsAllstate Financial Services, LLCAllstate Financial Services, LLC07-22-2010
Ryan Michael De La TorreAllstate Financial Services, LLCUBS Financial Services Inc.08-05-2010
Brian Daley SheaAllstate Financial Services, LLCWells Fargo Investments, LLC09-20-2010
Jeff Alan BeckerAllstate Financial Services, LLCQA3 Financial Corp.11-17-2010
Theodore Robert BustamanteAllstate Financial Services, LLCSorrento Pacific Financial, LLC$10001-04-2011
John Edward Bostaph Jr.Allstate Financial Services, LLCWells Fargo Investments, LLC01-11-2011
Leonard Raymond DeanAllstate Financial Services, LLCPrincipal Securities, Inc.01-13-2011
Ross Wesley GielowAllstate Financial Services, LLCSecurian Financial Services, Inc.01-24-2011
Xavier ZatizabalAllstate Financial Services, LLCChase Investment Services Corp.02-11-2011
Tamone PhengrasameeAllstate Financial Services, LLCPFS Investments Inc.05-25-2011
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Octaviano Montejano Jr.Allstate Financial Services, LLCPFS Investments Inc.07-12-2011
Andres JuarezAllstate Financial Services, LLCAllstate Financial Services, LLC07-27-2011
Vanette WingAllstate Financial Services, LLCPFS Investments Inc.08-01-2011
Karlos Alberto GuerraAllstate Financial Services, LLCNational Planning Corporation08-02-2011
Nancy Delores KunesAllstate Financial Services, LLCAllstate Financial Services, LLC08-11-2011
Tensha Thanh NguyenAllstate Financial Services, LLCAllstate Financial Services, LLC08-11-2011
Next Page »

Showing 1 to 25 of 136 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.