Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell A DoyleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-12-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Stephen James RohdeAmeriprise Financial Services, Inc.Hilltop Securities Inc.$1003-08-2019
Muhammad Rehmatullah WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Stacie Lynn LeakeAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-12-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Christopher Blake CohnAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Laurens Hamilton Rhinelander IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Simon David LewisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-31-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Stephanie Nicole AtallaAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.$2507-27-2018
John Edward BurgAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-20-2018
Tamara Lynn ColonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-20-2018
George Allen Yackey Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.07-06-2018
Mitchell Arlin SatzAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-22-2018
Rikki Mara OrloffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-15-2018
Michael Sylvester RodriguezAmeriprise Financial Services, Inc.TD Ameritrade, Inc.06-08-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
William Edward SnelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-25-2018
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Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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