Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rudy AnguianoAmeriprise Financial Services, LLCWaddell & Reed09-24-2020
Michael Lewis AbramsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,50009-23-2020
Joseph Patrick YapaolaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-23-2020
Gabriel Yanez JrAmeriprise Financial Services, LLCMorgan Stanley$2506-26-2020
Isaiah Michael SouzaAmeriprise Financial Services, LLCHornor, Townsend & Kent, LLC06-05-2020
Gina Arlene ChamberlainAmeriprise Financial Services, LLCEquitable Advisors, LLC05-14-2020
Adam Cooley EllisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2020
Ryan MastersonAmeriprise Financial Services, LLCFirst Allied Securities, Inc.05-05-2020
Audrey Lynn SchmedesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Arthur Schmidt FelixAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5003-06-2020
PJ ChryssostomidesAmeriprise Financial Services, LLCFSC Securities Corporation01-31-2020
Daniel Enrique LopezAmeriprise Financial Services, LLCNYLIFE Securities LLC01-22-2020
Meenakshi SharmaAmeriprise Financial Services, LLCCetera Advisor Networks LLC01-22-2020
Tracy M LeonardAmeriprise Financial Services, LLCParkland Securities, LLC12-18-2019
Don DeJongeAmeriprise Financial Services, LLCMassMutual Financial Group$10712-06-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
John Allan RodgersAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC11-29-2019
Cathie Ann JoughinAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC$4911-29-2019
Lance MackallAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC11-29-2019
Ricardo YanezAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC$2511-29-2019
Arnold Ivan SeidelAmeriprise Financial Services, LLCMorton Seidel & Company, Inc.11-27-2019
Mohsen BabaeianAmeriprise Financial Services, LLCBankers Life Securities, Inc.09-30-2019
Cherie A JonesAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.08-09-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC$7506-07-2019
Michael T BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
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Showing 1 to 25 of 222 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.