Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nikolas Hiroaki OkitaAmeriprise Financial Services, LLCMorgan Stanley & Co. Incorporated01-13-2009
Qing Song HuangAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC02-23-2009
Joseph Anthony ForlenzaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2009
Omar Foze EnnabeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC03-17-2009
Revital AlonAmeriprise Financial Services, LLCUBS Financial Services Inc.04-29-2009
Dean Masami SuzukiAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-01-2009
James Larry BrockmanAmeriprise Financial Services, LLCUBS Financial Services Inc.$5005-12-2009
William Allan FarberAmeriprise Financial Services, LLCUBS Financial Services Inc.05-22-2009
Shawn Stauffer LandisAmeriprise Financial Services, LLCMorgan Stanley & Co. Incorporated05-22-2009
Larry John SwansonAmeriprise Financial Services, LLCUBS Financial Services Inc.$5006-03-2009
Richard Eugene BruningAmeriprise Financial Services, LLCFirst Allied Securities, Inc.$5006-17-2009
Christopher David BaroniAmeriprise Financial Services, LLCCitigroup Global Markets Inc.07-31-2009
William Earl HamiltonAmeriprise Financial Services, LLCEdward Jones$2508-14-2009
Eric Robert StohlAmeriprise Financial Services, LLCSagePoint Financial, Inc.$1009-09-2009
Justin Arthur VartanianAmeriprise Financial Services, LLCWaddell & Reed09-16-2009
Joselito BarroAmeriprise Financial Services, LLCWells Fargo Investments, LLC10-02-2009
David Nathaniel RacusinAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
Juan Jose JimenezAmeriprise Financial Services, LLCWells Fargo Investments, LLC$1011-03-2009
Karen Lyn DalmauAmeriprise Financial Services, LLCWells Fargo Investments, LLC11-16-2009
Kathryn A. LucasAmeriprise Financial Services, LLCMorgan Stanley$2511-27-2009
Robert Clifford GeweckeAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$2511-30-2009
Glenn Rind DembroffAmeriprise Financial Services, LLCThrivent Investment Management Inc.12-16-2009
John Randall SowardAmeriprise Financial Services, LLCWaddell & Reed12-21-2009
Farzana SultanaAmeriprise Financial Services, LLCCitigroup Global Markets Inc.02-12-2010
Richard Anthony Avilez AlexanderAmeriprise Financial Services, LLCMML Investors Services, LLC02-17-2010
Next Page »

Showing 1 to 25 of 387 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.