Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D. HendryAmeriprise Financial Services, LLCLPL Financial LLC07-18-2018
Dustin Hartley WeaverAmeriprise Financial Services, LLCLPL Financial LLC11-24-2015
Denney Ramirez DomantayAmeriprise Financial Services, LLCLPL Financial LLC05-13-2015
Garth L. GipsonAmeriprise Financial Services, LLCLPL Financial LLC10-10-2014
Jerrod S McClungAmeriprise Financial Services, LLCLPL Financial LLC11-22-2013
John Laughlin HerrguthAmeriprise Financial Services, LLCLPL Financial LLC09-28-2012
Roberto Austin Jr.Ameriprise Financial Services, LLCLPL Financial LLC07-06-2012
Todd Lance DreyerAmeriprise Financial Services, LLCLPL Financial LLC05-16-2012
Karen Julie GoodwinAmeriprise Financial Services, LLCLPL Financial LLC03-23-2012
Jessica L. McCurdyAmeriprise Financial Services, LLCLPL Financial LLC02-23-2010
James Philip WarrenAmeriprise Financial Services, LLCLPL Financial LLC$1002-10-2017
Pamela Gompertz SchmitzAmeriprise Financial Services, LLCLPL Financial LLC$1008-14-2015
Diova A. GrayAmeriprise Financial Services, LLCLPL Financial LLC$2504-20-2018
Steven Kent RichterAmeriprise Financial Services, LLCLPL Financial LLC$2505-29-2012
Jeanette Dianne TeleskyAmeriprise Financial Services, LLCLPL Financial LLC$5005-31-2018
Lucas Michael GiordanoAmeriprise Financial Services, LLCLPL Financial LLC$5004-20-2018
James Thatcher CreberAmeriprise Financial Services, LLCLPL Financial LLC$5007-20-2017
Joseph GuttadauroAmeriprise Financial Services, LLCLPL Financial LLC$5011-13-2015
John Nicholas MatsonAmeriprise Financial Services, LLCLPL Financial LLC$5006-22-2015
John Frederick CicotteAmeriprise Financial Services, LLCLPL Financial LLC$10001-17-2019
Robert Daniel HartlandAmeriprise Financial Services, LLCLPL Financial LLC$10011-04-2016

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.