Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael KrizBBVA Securities Inc.Edward Jones03-29-2018
Juan Carlos GarciaBBVA Securities Inc.GWFS Equities, Inc.08-09-2017
Shaida FangBBVA Securities Inc.J.P. Morgan Securities LLC05-10-2017
Kevin Andrew WitowichBBVA Securities Inc.U.S. Bancorp Investments, Inc.10-25-2016
Stephan ColemanBBVA Securities Inc.Robert W. Baird & Co. Incorporated08-01-2016
Lolla Ruth LongBBVA Securities Inc.SagePoint Financial, Inc.04-07-2016
Gilbert A. BrasilBBVA Securities Inc.J.P. Morgan Securities LLC01-21-2016
Cristian J. LopezBBVA Securities Inc.J.P. Morgan Securities LLC05-12-2015
Iris MarcovichBBVA Securities Inc.RBC Capital Markets, LLC04-09-2015
Peter Joseph Smegielski Jr.BBVA Securities Inc.Wells Fargo Clearing Services, LLC$10001-27-2015
Marisha Yeajin FuscoBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2013
Richard Joseph CoronelBBVA Securities Inc.U.S. Bancorp Investments, Inc.06-03-2013
Leslie Anne MyersBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$1005-16-2013
Yvonne Warda ThomasBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Jordan Eliot EilerBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Freniel Allen CastilloBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Grace Frances HendersonBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Omar MaslicBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
James Michael VukovichBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Edward Alan MartinezBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Aaron Virgil RiceBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Kenneth K. LeeBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Bryan Lee TurnbullBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Amit A. PrasadBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Dustin Scott RobertsBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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