Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.$107-02-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018
Cristian Patrick SpenceBancWest Investment Services, Inc.Morgan Stanley07-11-2018
Jeff Brian YankauskasBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Amina MezouarBancWest Investment Services, Inc.J.P. Morgan Securities LLC05-30-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
Susan Evelyn CallantineBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-20-2018
Elaine Ye Fun Lee-ShenBancWest Investment Services, Inc.UnionBanc Investment Services, LLC03-14-2018
Dan Michael SantillanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
Paul OhBancWest Investment Services, Inc.AXA Advisors, LLC01-29-2018
Erich Stephen BrashearsBancWest Investment Services, Inc.Raymond James Financial Services, Inc.12-26-2017
Deny DelgadilloBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.12-18-2017
Grant Walter KincadeBancWest Investment Services, Inc.Sorrento Pacific Financial, LLC12-18-2017
Deanna W YuBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2017
Christopher Neil SavardBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Peter Tsu-Hsin WangBancWest Investment Services, Inc.Globalink Securities, Inc.08-21-2017
Joseph Travis BergenBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Karyn Erne Beltran-MedinaBancWest Investment Services, Inc.LPL Financial LLC05-09-2017
Dillon Piersol BroderickBancWest Investment Services, Inc.TD Ameritrade, Inc.04-24-2017
Michael Alan GomesBancWest Investment Services, Inc.Fidelity Brokerage Services LLC02-21-2017
Seth Reese WaxBancWest Investment Services, Inc.TD Ameritrade, Inc.01-18-2017
Lucy Anne OlsonBancWest Investment Services, Inc.RFS Partners01-04-2017
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Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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