Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rich Jon CerrutiBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.06-30-2016
David H MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
Brandon Lee JenkinsBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-10-2011
Paul OhBancWest Investment Services, Inc.AXA Advisors, LLC01-29-2018
Samuel Craig WolfsonBancWest Investment Services, Inc.AXA Advisors, LLC11-20-2015
Paul Michael DorseyBancWest Investment Services, Inc.AXA Advisors, LLC04-19-2013
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Hristo Lubomirov AvgarskiBancWest Investment Services, Inc.Banc of America Investment Services, Inc.05-25-2009
Alberto CervantesBancWest Investment Services, Inc.BBVA Securities Inc.10-08-2014
Angelique Yesenia AlejandreBancWest Investment Services, Inc.BBVA Securities Inc.07-10-2014
Thomas Francis KennedyBancWest Investment Services, Inc.BBVA Securities Inc.06-03-2014
Craig Charles HarbinBancWest Investment Services, Inc.Cambridge Investment Research, Inc.03-01-2016
Timothy T LiuBancWest Investment Services, Inc.Cetera Investment Services LLC11-12-2015
Howard Hao-Chung HsiehBancWest Investment Services, Inc.Cetera Investment Services LLC12-19-2011
Robert Dela CruzBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-02-2015
Charles Thomson AngleBancWest Investment Services, Inc.Charles Schwab & Co., Inc.12-20-2013
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
Sue Lee KimBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-05-2010
Ryan K YasukawaBancWest Investment Services, Inc.Chase Investment Services Corp.07-17-2012
Daniel Godfrey KewBancWest Investment Services, Inc.Chase Investment Services Corp.06-13-2012
Matthew Martin ChalhoubBancWest Investment Services, Inc.Chase Investment Services Corp.04-27-2012
James Thomas Slane Jr.BancWest Investment Services, Inc.Chase Investment Services Corp.01-05-2012
Craig Stephen MaytubbyBancWest Investment Services, Inc.Chase Investment Services Corp.08-12-2011
Chirho S GarciaBancWest Investment Services, Inc.Chase Investment Services Corp.07-18-2011
Tony ChangBancWest Investment Services, Inc.Chase Investment Services Corp.04-14-2011
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Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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