Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Stafford CraigCUNA Brokerage Services, Inc.JRS Investments and Wealth Preservation, LLC$50009-19-2019
Jason William PersingerCUNA Brokerage Services, Inc.Kinecta Wealth Management$50011-26-2012
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation$25011-20-2018
Mark Alan GorgeCUNA Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$25001-23-2014
Christopher Joseph BreaultCUNA Brokerage Services, Inc.BancWest Investment Services, Inc.$25007-16-2012
Christian Matthew Del GiorgioCUNA Brokerage Services, Inc.Quest Capital Strategies, Inc.$15004-18-2011
David R AndrewsCUNA Brokerage Services, Inc.MetLife Securities Inc.$13601-04-2017
Cao Tri TranCUNA Brokerage Services, Inc.City National Securities, Inc.$10003-14-2019
David John VenegasCUNA Brokerage Services, Inc.Questar Capital Corporation$10001-04-2018
Gregory Lee NormanCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC$10005-19-2016
Aaron Russell HandfieldCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC$10008-26-2013
Craig Robert FloerkeCUNA Brokerage Services, Inc.Edward Jones$10008-01-2012
Stephen Joseph MillerCUNA Brokerage Services, Inc.AXA Advisors, LLC$10012-21-2009
James John SaleguiCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.10-15-2019
Brock Allan McneffCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC10-17-2018
Victor A. Perez CabezasCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC09-14-2018
Brittany VuCUNA Brokerage Services, Inc.NYLIFE Securities LLC09-05-2018
Kathryn J. HackneyCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Monica Sashil ChandraCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
David Ardashir KrikorianCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-20-2017
Saul Fernandez JuarezCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC04-07-2017
Ernest C. CampaCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC03-21-2017
James Ellis KirkCUNA Brokerage Services, Inc.Life Strategies, Inc.09-09-2016
Leonard Pezza Jr.CUNA Brokerage Services, Inc.LPL Financial LLC09-06-2016
Eric D. ReeseCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC01-05-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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