Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Kevin W DavisCUSO Financial Services, L.P.LPL Financial LLC07-23-2018
Cyrus Scott Smith Jr.CUSO Financial Services, L.P.Scottrade, Inc.$5004-16-2018
Daniel Domingo AnderleCUSO Financial Services, L.P.UnionBanc Investment Services, LLC$112-20-2017
Craig Stephen MaytubbyCUSO Financial Services, L.P.INVEST Financial Corporation12-04-2017
Brendan Robert McmurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Gary Valton MccoyCUSO Financial Services, L.P.Edward Jones11-20-2017
Garret Jay BartelCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-30-2017
Anna Gabriella MartinezCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.09-25-2017
Matthew Allen TaylorCUSO Financial Services, L.P.SoFi Securities LLC09-11-2017
Robert A. Koba Jr.CUSO Financial Services, L.P.The Wealth Consulting Group$15006-19-2017
Bradley Richard SchmittCUSO Financial Services, L.P.Axxcess Wealth Management, LLC06-05-2017
Peter Udo HoffmannCUSO Financial Services, L.P.LPL Financial LLC04-06-2017
Victor Evans GerstenCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2017
Benjamin LemoineCUSO Financial Services, L.P.CU Investment Solutions LLC02-17-2017
Linda Lee ProvencherCUSO Financial Services, L.P.Principal Securities, Inc.11-28-2016
David Wayne KeelyCUSO Financial Services, L.P.Edward Jones10-24-2016
James Harold Yocom IIICUSO Financial Services, L.P.UnionBanc Investment Services, LLC10-21-2016
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Dana Christopher GoCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
John Michael GreeneCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Sean R CoumansCUSO Financial Services, L.P.LPL Financial LLC$110-03-2016
CAROL ANN DONAHUECUSO Financial Services, L.P.Independent Financial Partners08-26-2016
Tiffany YeeCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.08-16-2016
David R MillerCUSO Financial Services, L.P.Waddell & Reed$108-01-2016
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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