Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Douglas L RobertsonCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Boris Michael CastilloCUSO Financial Services, L.P.Kinecta Wealth Management07-03-2019
Craig Scott FeinCUSO Financial Services, L.P.Kinecta Wealth Management07-01-2019
Christopher A. ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Jonathan Adam StoftCUSO Financial Services, L.P.Johanson Financial Advisors, Inc.05-01-2019
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Leif Stefone TinsleyCUSO Financial Services, L.P.Edward Jones12-17-2018
Kevin W. DavisCUSO Financial Services, L.P.LPL Financial LLC07-23-2018
Myles R LusterCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Cyrus Scott Smith Jr.CUSO Financial Services, L.P.Scottrade, Inc.$5004-16-2018
Hector Frank SiqueirosCUSO Financial Services, L.P.Sorrento Pacific Financial, LLC01-11-2018
Daniel Domingo AnderleCUSO Financial Services, L.P.UnionBanc Investment Services, LLC12-20-2017
Craig Stephen MaytubbyCUSO Financial Services, L.P.INVEST Financial Corporation12-04-2017
Alan John DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1011-21-2017
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Humberto Rury JimenezCUSO Financial Services, L.P.Wescom Financial Services08-02-2017
Robert A. Koba Jr.CUSO Financial Services, L.P.The Wealth Consulting Group06-19-2017
Benjamin LemoineCUSO Financial Services, L.P.CU Investment Solutions LLC02-17-2017
Michael Dennislouis Ryan Jr.CUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2017
Sun Quang DinhCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Young Suh KimCUSO Financial Services, L.P.Wescom Financial Services11-03-2016
James Harold Yocom IIICUSO Financial Services, L.P.UnionBanc Investment Services, LLC10-21-2016
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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