Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Alan John DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.11-21-2017
Albert P. Del VecchioCUSO Financial Services, L.P.NYLIFE Securities LLC05-05-2014
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Allison FahrenkrugCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Allison Jo AlleyCUSO Financial Services, L.P.Chase Investment Services Corp.12-01-2010
Anatoly VildermanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-12-2016
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew L. MartinCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.12-10-2014
Anil K MadhyanamCUSO Financial Services, L.P.LPL Financial LLC08-26-2019
Anna Gabriella MartinezCUSO Financial Services, L.P.Ameriprise Financial Services, LLC09-25-2017
Barbara Gail ClareCUSO Financial Services, L.P.Edward Jones12-23-2011
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
Benjamin LemoineCUSO Financial Services, L.P.CU Investment Solutions LLC02-17-2017
Benjamin Wyan BaileyCUSO Financial Services, L.P.Ameriprise Financial Services, LLC$5008-26-2013
Boris Michael CastilloCUSO Financial Services, L.P.Kinecta Wealth Management07-03-2019
Bradley D SchwabCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.02-15-2012
Bradley Richard SchmittCUSO Financial Services, L.P.Axxcess Wealth Management, LLC$10006-05-2017
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Brian James VennCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$15001-08-2020
Brian Robert LeeCUSO Financial Services, L.P.Scottrade, Inc.07-31-2017
Brian Trent EdwardsCUSO Financial Services, L.P.Banc of America Investment Services, Inc.02-13-2009
Carlo Manalastas BotonCUSO Financial Services, L.P.LPL Financial LLC01-02-2015
Carol Ann DonahueCUSO Financial Services, L.P.Independent Financial Partners08-26-2016
Christopher Alan ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Next Page »

Showing 1 to 25 of 185 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.