Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Roy DaveyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2020
Sandra Gayle ThompkinsCUSO Financial Services, L.P.LPL Financial LLC$1001-02-2020
Anil K MadhyanamCUSO Financial Services, L.P.LPL Financial LLC08-26-2019
Kevin W. DavisCUSO Financial Services, L.P.LPL Financial LLC07-23-2018
Peter Udo HoffmannCUSO Financial Services, L.P.LPL Financial LLC$1404-06-2017
John Michael GreeneCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Dana Christopher GoCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Sean R. CoumansCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Terence Francis Powell Jr.CUSO Financial Services, L.P.LPL Financial LLC06-20-2016
Paul VandenbrookCUSO Financial Services, L.P.LPL Financial LLC04-04-2016
Terrance William ArgesCUSO Financial Services, L.P.LPL Financial LLC04-04-2016
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Dennis Carl FedericiCUSO Financial Services, L.P.LPL Financial LLC01-02-2015
Gregory Charles BondCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2015
Tracie Rae Markson-KroskyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2015
David Vaughn DaubenspeckCUSO Financial Services, L.P.LPL Financial LLC$2501-02-2015
Leland Kron Littleton Jr.CUSO Financial Services, L.P.LPL Financial LLC$5001-02-2015
Carlo Manalastas BotonCUSO Financial Services, L.P.LPL Financial LLC01-02-2015
Susan PeyretCUSO Financial Services, L.P.LPL Financial LLC07-15-2013
Rosann Arguello TannerCUSO Financial Services, L.P.LPL Financial LLC04-08-2013
Matthew David BirnbaumCUSO Financial Services, L.P.LPL Financial LLC04-08-2013
Stephen Andrew HoenCUSO Financial Services, L.P.LPL Financial LLC02-25-2013
Gregory Jay JacksonCUSO Financial Services, L.P.LPL Financial LLC11-01-2011
Ramon Gomez EvangelistaCUSO Financial Services, L.P.LPL Financial LLC$2508-26-2011
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.