Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael PearsonCalton & Associates, Inc.Independent Financial Group, LLC$2507-08-2019
Heather Catherine DachtlerCalton & Associates, Inc.Ameritas Investment Corp.$1704-17-2017
Brent Willson BerryCalton & Associates, Inc.WestPark Capital, Inc.$4411-15-2016
Phillip Richard AntonCalton & Associates, Inc.Newport Coast Securities, Inc.$5008-31-2016
Gary Allen GrahamCalton & Associates, Inc.Wedbush Securities Inc.07-02-2015
James Francis Thomas Jr.Calton & Associates, Inc.Capital Analysts$5006-02-2015
Raafat Ramzy IskanderCalton & Associates, Inc.J.P. Morgan Securities LLC01-16-2015
Frank Charles Parlato IIICalton & Associates, Inc.LifeMark Securities Corp.09-16-2014
Herbert Lee Nealy Jr.Calton & Associates, Inc.Securities America, Inc.02-06-2014
Paul LieuCalton & Associates, Inc.J.P. Morgan Securities LLC01-14-2014
Eric Perry MeekCalton & Associates, Inc.WBB Securities, LLC$2509-27-2013
William Charles VourlasCalton & Associates, Inc.Independent Financial Group, LLC08-14-2013

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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