Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael PearsonCalton & Associates, Inc.Independent Financial Group, LLC$2507-08-2019
Stephen Ambrose AlongeCalton & Associates, Inc.Integrated Trading and Investments, Inc.06-19-2018
Aaron William CohenCalton & Associates, Inc.Integrated Trading and Investments, Inc.06-19-2018
Janeen Dulcinea IngramCalton & Associates, Inc.Ameritas Investment Company, LLC04-30-2018
Heather Catherine DachtlerCalton & Associates, Inc.Ameritas Investment Company, LLC$1704-17-2017
Brent Willson BerryCalton & Associates, Inc.WestPark Capital, Inc.$4411-15-2016
Phillip Richard AntonCalton & Associates, Inc.Newport Coast Securities, Inc.$5008-31-2016
Alan Ken FlakeCalton & Associates, Inc.VSR Financial Services, Inc.$2507-01-2016
Sharon Anne AlmeidaCalton & Associates, Inc.VSR Financial Services, Inc.$5006-30-2016
M F Long IICalton & Associates, Inc.VSR Financial Services, Inc.$5006-30-2016
Mario Carlos MendozaCalton & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-24-2016
Robert Michael Garcia Jr.Calton & Associates, Inc.J.P. Morgan Securities LLC12-10-2015
Gary Allen GrahamCalton & Associates, Inc.Wedbush Securities Inc.07-02-2015
James Francis Thomas Jr.Calton & Associates, Inc.Capital Analysts$5006-02-2015
Raafat Ramzy IskanderCalton & Associates, Inc.J.P. Morgan Securities LLC01-16-2015
David Earl HendershottCalton & Associates, Inc.Oppenheimer & Co. Inc.$5001-02-2015
Frank Charles Parlato IIICalton & Associates, Inc.LifeMark Securities Corp.09-16-2014
Erik Erle SimmonsCalton & Associates, Inc.U.S. Bancorp Investments, Inc.08-29-2014
Robert McGrortyCalton & Associates, Inc.Jackson National Life Distributors LLC04-01-2014
Charles Acheson LavertyCalton & Associates, Inc.Oppenheimer & Co. Inc.$5003-17-2014
Ruben GonzalezCalton & Associates, Inc.Chelsea Financial Services$5003-04-2014
Herbert Lee Nealy Jr.Calton & Associates, Inc.Securities America, Inc.$102-06-2014
Paul LieuCalton & Associates, Inc.J.P. Morgan Securities LLC01-14-2014
George Robert McgowanCalton & Associates, Inc.Sorrento Pacific Financial, LLC$5011-07-2013
Eric Perry MeekCalton & Associates, Inc.WBB Securities, LLC$2509-27-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.