Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Steven TerryCambridge Investment Research, Inc.Mutual Advisors, LLC$3607-23-2020
Steven Leonard BoggsCambridge Investment Research, Inc.Mutual Advisors, LLC07-16-2020
Edward Joseph BustamanteCambridge Investment Research, Inc.Mutual Securities, Inc.$2507-16-2020
Melvyn Leroy VarrelmanCambridge Investment Research, Inc.Securities America, Inc.$25003-27-2020
Christopher Allen BrownCambridge Investment Research, Inc.Securities America, Inc.03-27-2020
David Scott McManusCambridge Investment Research, Inc.Securities America, Inc.$15003-27-2020
Jack Christian HoltCambridge Investment Research, Inc.Securities America, Inc.03-27-2020
Tonya Lanae CollierCambridge Investment Research, Inc.Securities America, Inc.$25003-27-2020
Andrew Thayer PurmortCambridge Investment Research, Inc.Securities America, Inc.$2503-27-2020
Joel Orlando SandovalCambridge Investment Research, Inc.Avantax Investment Services, Inc.01-10-2020
Stephen Andrew RipicCambridge Investment Research, Inc.Capital Synergy Partners$2501-02-2020
Judy Z HoCambridge Investment Research, Inc.Edward Jones11-01-2019
Ryan Justin McKellCambridge Investment Research, Inc.FSC Securities Corporation10-31-2019
Wenduo GuoCambridge Investment Research, Inc.First Command Brokerage Services, Inc.$15010-18-2019
Joshua Eric ReiderCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Sung Wook ParkCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Denise Michelle ZapataCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Jason Anthony GalardyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Adam Patrick LiquoriCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Stephen AndersonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Stephanie Sue OlsonCambridge Investment Research, Inc.Morgan Stanley09-06-2019
Shaun Michael HillCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-22-2019
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC04-30-2019
Larry Dale PeregrineCambridge Investment Research, Inc.American Independent Securities Group, LLC$10002-01-2019
Josiah David BallCambridge Investment Research, Inc.SagePoint Financial, Inc.02-01-2019
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.