Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-30-2012
Penny Lynne ArnoldCambridge Investment Research, Inc.Ameritas Investment Corp.10-30-2017
Lynn C Anderson KaloianCambridge Investment Research, Inc.Ameritas Investment Corp.10-20-2017
Daniel Lee LambCambridge Investment Research, Inc.Avalon Investment & Securities Group, Inc.11-02-2015
Kathryn Irene DucloCambridge Investment Research, Inc.AXA Advisors, LLC12-03-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$2504-12-2010
Craig William ColgroveCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.01-02-2015
Javier R. ValenzuelaCambridge Investment Research, Inc.Centaurus Financial, Inc.03-05-2018
May-Inn H. TanCambridge Investment Research, Inc.Centaurus Financial, Inc.10-18-2016
Craig Daniel SnavelyCambridge Investment Research, Inc.Center Street Securities, Inc.01-16-2019
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC04-30-2019
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Jeremy Wilkins LaubCambridge Investment Research, Inc.Commonwealth Financial Network01-02-2018
Tonya Rene BainsCambridge Investment Research, Inc.Commonwealth Financial Network12-01-2010
Amita Ramesh DesaiCambridge Investment Research, Inc.Crowell, Weedon & Co.07-02-2010
James Stephen FranceusCambridge Investment Research, Inc.Crown Capital Securities, L.P.05-07-2013
Paul K. DoakCambridge Investment Research, Inc.D.H. Hill Securities, LLLP07-28-2014
Leon Pierre AugustineCambridge Investment Research, Inc.Edward Jones05-05-2016
Jeffrey Lynn ColemanCambridge Investment Research, Inc.Financial Telesis Inc$15007-17-2012
Ryan Justin McKellCambridge Investment Research, Inc.FSC Securities Corporation10-31-2019
Joshua Eric ReiderCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Sung Wook ParkCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Denise Michelle ZapataCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
Stephen AndersonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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