Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Z HoCambridge Investment Research, Inc.Edward Jones11-01-2019
Ryan Justin McKellCambridge Investment Research, Inc.FSC Securities Corporation10-31-2019
Wenduo GuoCambridge Investment Research, Inc.First Command Financial Planning, Inc.$15010-18-2019
Joshua Eric ReiderCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
David Sung Wook ParkCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Denise Michelle ZapataCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Adam Patrick LiquoriCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Jason Anthony GalardyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Stephen AndersonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Stephanie Sue OlsonCambridge Investment Research, Inc.Morgan Stanley$10009-06-2019
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC$10004-30-2019
Catherine Ann FinleyCambridge Investment Research, Inc.RBC Capital Markets, LLC03-12-2019
Larry Dale PeregrineCambridge Investment Research, Inc.American Independent Securities Group, LLC$10002-01-2019
Josiah David BallCambridge Investment Research, Inc.SagePoint Financial, Inc.02-01-2019
Craig Daniel SnavelyCambridge Investment Research, Inc.Center Street Securities, Inc.$10001-16-2019
Mark Kevin VienCambridge Investment Research, Inc.Independent Financial Group, LLC$13701-16-2019
Adam King SkumawitzCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-03-2018
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Timothy Robert StratzCambridge Investment Research, Inc.Lincoln Financial Securities Corporation04-02-2018
Kenneth James Lazzini Jr.Cambridge Investment Research, Inc.Waddell & Reed03-13-2018
Javier R. ValenzuelaCambridge Investment Research, Inc.Centaurus Financial, Inc.$10003-05-2018
Steven Mark LavorandoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$87001-19-2018
Geoffrey Allen MettlerCambridge Investment Research, Inc.LPL Financial LLC$50001-16-2018
Raymond Neil AllenCambridge Investment Research, Inc.Harvest Investment Services, LLC$25001-02-2018
Jeremy Wilkins LaubCambridge Investment Research, Inc.Commonwealth Financial Network01-02-2018
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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