Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Edward Kevin MarshallCambridge Investment Research, Inc.Avantax Investment Services, Inc.$10006-01-2009
Hanna Christel FleckCambridge Investment Research, Inc.SII Investments, Inc.$10008-10-2009
Marie Elizabeth GodinezCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation09-16-2009
Anthony Joseph DilibertoCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$50010-01-2009
Evan Finnell ColeCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10010-16-2009
Roland Gregory BergmanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25010-19-2009
Hae Jung KimCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25010-29-2009
Vickie Marie SteimleCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10011-04-2009
Airung LiuCambridge Investment Research, Inc.HSBC Securities (USA) Inc.$10011-09-2009
Yu Wen George WeiCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-13-2009
Jane Carolyn RosellCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10011-20-2009
Dustin Stuart MaCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-01-2009
Joseph Mario GavazzaCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10012-02-2009
Cathy Irene Jackson-GentCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-04-2010
Steve Joseph DomanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-06-2010
Jason Douglas CrowleyCambridge Investment Research, Inc.MetLife Securities Inc.$10001-11-2010
Savita Aruna BiyaniCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10001-13-2010
Michael William OlffCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10002-01-2010
David Val FerneliusCambridge Investment Research, Inc.Securian Financial Services, Inc.$50002-05-2010
Brandy Michele Martinez NavarroCambridge Investment Research, Inc.Securian Financial Services, Inc.02-05-2010
Marika SomorjaiCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25003-10-2010
Ellen Santon FieldCambridge Investment Research, Inc.LPL Financial LLC$15004-01-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$50004-12-2010
Azeb Gessesse ClarkCambridge Investment Research, Inc.Next Financial Group, Inc.04-13-2010
Next Page »

Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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