Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Alice Aileen GrantCambridge Investment Research, Inc.Pence Wealth Management Corporation$5007-29-2016
Amita Ramesh DesaiCambridge Investment Research, Inc.Crowell, Weedon & Co.07-02-2010
Andrew Patrick WittichCambridge Investment Research, Inc.MML Investors Services, LLC03-01-2013
Anita Jaswantlal PatelCambridge Investment Research, Inc.Woodbury Financial Services, Inc.07-01-2010
Azeb Gessesse ClarkCambridge Investment Research, Inc.Next Financial Group, Inc.04-13-2010
Brian Allen PeardonCambridge Investment Research, Inc.Harvest Investment Services, LLC$5008-18-2014
Bryan Ghiles WaytCambridge Investment Research, Inc.The O.N. Equity Sales Company$1001-04-2012
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Chris Thomas MarovichCambridge Investment Research, Inc.Global Retirement Partners LLC10-01-2015
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-30-2012
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Craig Daniel SnavelyCambridge Investment Research, Inc.Center Street Securities, Inc.01-16-2019
Craig William ColgroveCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.01-02-2015
Daniel Lee LambCambridge Investment Research, Inc.Avalon Investment & Securities Group, Inc.11-02-2015
David Carl BobrowskyCambridge Investment Research, Inc.LPL Financial LLC$1006-09-2014
David Howard KobeCambridge Investment Research, Inc.Protected Investors of America06-14-2016
David Todd GibbCambridge Investment Research, Inc.Investment Centers of America, Inc.10-17-2017
David Wai Pak ChowCambridge Investment Research, Inc.Investors Capital Corp.06-16-2010
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC04-30-2019
Dennis Dale DresherCambridge Investment Research, Inc.MetLife Securities Inc.02-03-2014
Diana Mercedes NavarreCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5003-21-2016
Donna Lee TalleyCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Donna Marie RioCambridge Investment Research, Inc.Protected Investors of America06-10-2016
Dustin Stuart MaCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-01-2009
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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