Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shelly Ann SchaeferCetera Advisor Networks LLCWestport Financial Services, L.L.C.01-09-2009
Sabrina Isabella JulianCetera Advisor Networks LLCPension Planners Securities, Inc.01-22-2009
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, Inc.03-06-2009
Roger William ByrdCetera Advisor Networks LLCCitigroup Global Markets Inc.04-24-2009
Arnold Loren TangCetera Advisor Networks LLCVoya Financial Advisors, Inc.10-14-2009
Margaret Benay Curtis-BauerCetera Advisor Networks LLCLiberty Group, LLC10-30-2009
Benaiah James BurnichCetera Advisor Networks LLCNfp Advisor Services11-12-2010
Phillip John MottiniCetera Advisor Networks LLCQA3 Financial Corp.$5002-16-2011
Julie Marie RidgewayCetera Advisor Networks LLCQA3 Financial Corp.$2502-16-2011
Larry Allen GaliaCetera Advisor Networks LLCQA3 Financial Corp.$5002-18-2011
Matthew Thomas LaveroneCetera Advisor Networks LLCNational Planning Corporation03-18-2011
Robert John Noll IIICetera Advisor Networks LLCKestra Investment Services, LLC08-29-2011
Todd Michael CraneCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-21-2012
Nestor BantaCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2012
Daniel James QuirkCetera Advisor Networks LLCQuirk Wealth Advisors02-05-2013
John Michael NashCetera Advisor Networks LLCM Holdings Securities, Inc.$5002-13-2013
Eric Andrew BarnesCetera Advisor Networks LLCForesters Financial Services, Inc.06-07-2013
Whitney Lee WillisCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2013
James Duncan Kishbaugh IICetera Advisor Networks LLCWall Street Financial Group, Inc.08-30-2013
Brian Glenn BishopCetera Advisor Networks LLCNew England Securities$5009-03-2013
Robert Alan YagerCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
James VandergriffCetera Advisor Networks LLCTower Square Securities, Inc.$2509-03-2013
Barry Jay LaufmanCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
Paiwei LeeCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
John Alan WhiteCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Next Page »

Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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