Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Barroso Bartholo CoxCetera Advisor Networks LLCTransamerica Financial Advisors, Inc07-09-2015
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Anand Mangesh SavurCetera Advisor Networks LLCProEquities, Inc.$1001-02-2015
Anne M. Hasbrook SmithCetera Advisor Networks LLCCetera Advisors LLC04-25-2017
Anthony Claude Marcello IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Anthony DelgadoCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Arnold Loren TangCetera Advisor Networks LLCVoya Financial Advisors, Inc.10-14-2009
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.07-19-2017
Barry Jay LaufmanCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
Benaiah James BurnichCetera Advisor Networks LLCNfp Advisor Services11-12-2010
Bonnie Sue WuszCetera Advisor Networks LLCGirard Securities, Inc.$5011-01-2017
Brandon James StockmanCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Glenn BishopCetera Advisor Networks LLCNew England Securities$5009-03-2013
Bruce Ayres RobbinsCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Callen Wayne BryanCetera Advisor Networks LLCFounders Financial Alliance, LLC01-08-2016
Cheryl Lynn BattungCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Chikako KashinoCetera Advisor Networks LLCCapital Guardian, LLC01-22-2015
Christina PachecoCetera Advisor Networks LLCAssetmark Brokerage, LLC10-21-2019
Christine Lisa DellacatoCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Daniel James QuirkCetera Advisor Networks LLCQuirk Wealth Advisors02-05-2013
Deborah Sue SimsCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Dennis James AlbaneseCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Donald Ralph FosterCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
Douglas James PropeckCetera Advisor Networks LLCAXA Advisors, LLC$1007-09-2014
Douglas Lee YoungCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5709-20-2019
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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