Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Chien TsowCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Geoff Ross HowardCharles Schwab & Co., Inc.Wells Fargo Investments, LLC$2505-26-2009
Marcela Garcia-DungyCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.06-08-2009
Giancarlo Jose MateusCharles Schwab & Co., Inc.Purshe Kaplan Sterling Investments06-29-2009
Seth Tarin GrayCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-06-2009
Mary Y. FrenkelCharles Schwab & Co., Inc.Voya Financial Advisors, Inc.07-06-2009
Laurence Gregory LigginsCharles Schwab & Co., Inc.MetLife Securities Inc.07-29-2009
David Owen HellewellCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-24-2009
Tammy Renee JonesCharles Schwab & Co., Inc.LPL Financial LLC10-20-2009
Renata RodriguezCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC10-26-2009
Joshua M. DemedeirosCharles Schwab & Co., Inc.UBS Financial Services Inc.11-09-2009
David Timothy HilleslandCharles Schwab & Co., Inc.Cetera Advisor Networks LLC11-16-2009
David Alexander StittCharles Schwab & Co., Inc.Morgan Stanley$1012-01-2009
Ryan James HalvorsenCharles Schwab & Co., Inc.UBS Financial Services Inc.$5012-28-2009
Patrick Doolin TorreyCharles Schwab & Co., Inc.Pruco Securities, LLC.$1002-16-2010
Richard Theodore KahanCharles Schwab & Co., Inc.Gar Wood Securities, LLC03-10-2010
George Patrick BarronCharles Schwab & Co., Inc.Stifel, Nicolaus & Company, Incorporated03-22-2010
Andrea Anne DaumCharles Schwab & Co., Inc.Morgan Stanley03-26-2010
James Edward SwiftCharles Schwab & Co., Inc.Wells Fargo Investments, LLC04-08-2010
Jared Adam FriegCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.04-19-2010
Scott Christopher GillCharles Schwab & Co., Inc.MML Investors Services, LLC04-19-2010
Tiffany Hoang Phuong LeCharles Schwab & Co., Inc.Wells Fargo Investments, LLC05-17-2010
Marc E. MyersCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-21-2010
Bettina Jane BehalCharles Schwab & Co., Inc.UnionBanc Investment Services, LLC08-16-2010
Joseph Brent RussellCharles Schwab & Co., Inc.TD Ameritrade Investment Management, LLC09-01-2010
Next Page »

Showing 1 to 25 of 214 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.