Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alma Catalina SternChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Domarina AwdowChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Jill Rae FulmerChase Investment Services Corp.Morgan Stanley09-01-2012
John Kien ChauChase Investment Services Corp.BancWest Investment Services, Inc.08-28-2012
Heather Lee KuekerChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-27-2012
Jeannine Marie BoutinChase Investment Services Corp.BancWest Investment Services, Inc.08-27-2012
William Edward Schroen IIIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Jeffrey Scott GordonChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2012
Tod William MyerscoughChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
Jason Daniel ZivichChase Investment Services Corp.Wells Fargo Clearing Services, LLC07-01-2012
Justin Robert KoroyanChase Investment Services Corp.Morgan Stanley06-13-2012
Jason Michael FlanaganChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2012
Marcus Inmuk HwongChase Investment Services Corp.Cetera Advisors LLC05-29-2012
Christian Robert BaehrChase Investment Services Corp.Edward Jones05-01-2012
Aron Keith ShimadaChase Investment Services Corp.Morgan Stanley04-30-2012
Ka Eun LeeChase Investment Services Corp.HSBC Securities (USA) Inc.04-30-2012
Vince Dario DimaggioChase Investment Services Corp.LPL Financial LLC04-30-2012
Vincent James Caporale IIIChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-30-2012
Sue Lee KimChase Investment Services Corp.BancWest Investment Services, Inc.04-23-2012
Craig Allen Davis Jr.Chase Investment Services Corp.Morgan Stanley04-20-2012
Samuel Frank GalatiotoChase Investment Services Corp.Morgan Stanley04-02-2012
Richard Fei Hsiang ChunChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-01-2012
Mohammad Saudi RihanChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2012
Steve SongChase Investment Services Corp.Citigroup Global Markets Inc.03-26-2012
Jon Patrick LehmannChase Investment Services Corp.Morgan Stanley03-19-2012
Next Page »

Showing 1 to 25 of 396 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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