Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, LLC06-12-2014
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, LLC05-24-2013
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
Paul OhCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2019
Ellison DuranaCitigroup Global Markets Inc.BancWest Investment Services, Inc.10-08-2018
Richard Jon CerrutiCitigroup Global Markets Inc.BancWest Investment Services, Inc.09-21-2017
Tommy Tho TranCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2016
William Scott FreedmanCitigroup Global Markets Inc.BancWest Investment Services, Inc.11-10-2015
Brandon Lee JenkinsCitigroup Global Markets Inc.BancWest Investment Services, Inc.$5009-30-2013
Scott James HofmanCitigroup Global Markets Inc.BancWest Investment Services, Inc.09-30-2013
Jonathon James AllenCitigroup Global Markets Inc.BancWest Investment Services, Inc.05-15-2013
Daniel Godfrey KewCitigroup Global Markets Inc.BancWest Investment Services, Inc.$5001-31-2013
Arthur Git LouieCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-15-2011
Christopher Roy MichinakaCitigroup Global Markets Inc.Barclays Capital Inc.05-25-2010
Thomas Michael ArringtonCitigroup Global Markets Inc.Barclays Capital Inc.$10005-20-2010
Bryon James BotsfordCitigroup Global Markets Inc.Barclays Capital Inc.05-17-2010
Matthew John RigoliCitigroup Global Markets Inc.BBVA Securities Inc.08-09-2018
Tri Cong NguyenCitigroup Global Markets Inc.C-J Advisory, Inc.12-03-2019
Yanfang LuCitigroup Global Markets Inc.Cetera Investment Services LLC03-08-2017
Wendy Huei Lin FangCitigroup Global Markets Inc.Cetera Investment Services LLC10-28-2013
Eduardo HerreraCitigroup Global Markets Inc.Charles Schwab & Co., Inc.06-01-2012
Vernon Scott NgCitigroup Global Markets Inc.Charles Schwab & Co., Inc.04-11-2011
Whitney L TurnbullCitigroup Global Markets Inc.Chase Investment Services Corp.09-20-2012
Soo Y. KimCitigroup Global Markets Inc.Chase Investment Services Corp.09-17-2012
Karen J McquainCitigroup Global Markets Inc.Chase Investment Services Corp.08-31-2012
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Showing 1 to 25 of 299 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.