Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-12-2014
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Paul OhCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2019
Tommy Tho TranCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2016
Matthew John RigoliCitigroup Global Markets Inc.BBVA Securities Inc.08-09-2018
Eduardo HerreraCitigroup Global Markets Inc.Charles Schwab & Co., Inc.06-01-2012
Vernon Scott NgCitigroup Global Markets Inc.Charles Schwab & Co., Inc.04-11-2011
Erik James JueCitigroup Global Markets Inc.Chase Investment Services Corp.05-15-2012
Mike R. LoCitigroup Global Markets Inc.Chase Investment Services Corp.01-30-2012
James Ro MillerCitigroup Global Markets Inc.Chase Investment Services Corp.06-08-2011
Randolph Theodore LachmanCitigroup Global Markets Inc.Csfbdirect, Inc.12-17-2012
Andrea RossatoCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-01-2010
Larry GaoCitigroup Global Markets Inc.Edward Jones06-19-2019
Brian Paul CollaCitigroup Global Markets Inc.Edward Jones04-23-2019
Justin Cyril LevyCitigroup Global Markets Inc.Edward Jones12-05-2011
Chad Eric LeonCitigroup Global Markets Inc.Essex National Securities, LLC04-22-2014
Huong Christy NguyenCitigroup Global Markets Inc.Fidelity Brokerage Services LLC01-12-2016
Charbel Sarkis KaloustianCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-27-2018
Jiyan HuCitigroup Global Markets Inc.HSBC Securities (USA) Inc.05-23-2017
William Larry StandridgeCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-10-2017
Ethan Lee WillisCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-28-2014
Yeznik KazanjianCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-30-2013
Denise YiCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-20-2012
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Next Page »

Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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