Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wesley D. BogganCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Ernest CollinsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Ehssan Shahi Shahi SavandiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Aaron D. KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
William A. BlaseCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Colin Andrew SheddCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2019
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-26-2018
Elijah Grant GobleCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2018
Larry BambicoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Thomas M HannaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2017
Bryan BuchertCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
David A CarboneCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Frank Wendah HuangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2017
D. Alexander WattsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2016
Chih-Hsuan ChienCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2014
Paul Damien HoskinCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2013
Jennifer J LeeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2013
Tony Kungpo YangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-17-2013
Angela Faye BerryCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2013
Jason NahoulCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Alex Meng HuangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Trudy Lynn McCabeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2012
Hiroko OyamaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2012
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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