Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James SidesCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-29-2020
Warren DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$8506-18-2020
Warren Stone DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2506-18-2020
Rachael G StandaertCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-18-2020
Matthew Charles NatoliCommonwealth Financial NetworkJ.P. Morgan Securities LLC05-07-2020
Christopher David PuzioCommonwealth Financial NetworkLPL Financial LLC02-03-2020
William Wright AustinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-03-2020
Vanessa Michelle JilotCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-03-2019
Antone Doman MercurioCommonwealth Financial NetworkStifel, Nicolaus & Company, Incorporated$2510-04-2019
Mark Middleton OBrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Marites Jane AvilaCommonwealth Financial NetworkJ.P. Morgan Securities LLC04-15-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Andy Paul BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Erik Pohls DullenkopfCommonwealth Financial NetworkMML Investors Services, LLC01-15-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-21-2018
Bill Hastie Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC$22811-01-2018
Heather Rose NicholasCommonwealth Financial NetworkOneAmerica Securities, Inc.10-02-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Frank Andrew Deptola JrCommonwealth Financial NetworkStrategic Wealth Advisors Group07-13-2018
Robert Neil BurnsCommonwealth Financial NetworkLPL Financial LLC05-22-2018
Liliana Daniela RaduCommonwealth Financial NetworkLPL Financial LLC05-22-2018
Scott William HolmesCommonwealth Financial NetworkNeuberger Berman BD LLC05-22-2018
Adam Spiegelman Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$35002-21-2018
Beth Lipman WestburgCommonwealth Financial NetworkGood Life Advisors, LLC$20002-02-2018
Next Page »

Showing 1 to 25 of 106 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.