Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Middleton O'BrienCommonwealth Financial NetworkEdward Jones$2506-03-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC$102-01-2019
Andy P BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-01-2018
Haley Marie HitchmanCommonwealth Financial NetworkLPL Financial LLC$10011-01-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Scott William HolmesCommonwealth Financial NetworkNeuberger Berman LLC05-22-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$5002-21-2018
Alan M SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual $35002-21-2018
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Adam Daniel GallegosCommonwealth Financial NetworkCarey Financial, LLC$5010-12-2017
Jayne M MansfieldCommonwealth Financial NetworkGirard Securities, Inc.$5009-29-2017
Jose Fernando CamposCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Kathie Ann MuhlerCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Michael Anthony SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Ronald David SanchezCommonwealth Financial NetworkMML Investors Services, LLC$2506-26-2017
Angelic Carolyn LemayCommonwealth Financial NetworkLPL Financial LLC05-31-2017
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Edward P CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Alexander Alexander Lyskin Jr.Commonwealth Financial NetworkTransamerica Financial Advisors, Inc$5004-08-2016
David Anthony SelleckCommonwealth Financial NetworkPruco Securities, LLC.$1802-19-2016
Next Page »

Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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