Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Charles Jackson Sr.D.A. Davidson & Co.Crowell, Weedon & Co.11-15-2013
John Gary KennedyD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-28-2014
Philip Jewett BugayD.A. Davidson & Co.Morgan Stanley$15007-31-2014
Lori Delynn RussellD.A. Davidson & Co.HSBC Securities (USA) Inc.10-06-2014
Erick Santiago BlockD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2015
Daphne Colleen MartinD.A. Davidson & Co.UBS Financial Services Inc.$15007-05-2016
Brian Lee BuehringD.A. Davidson & Co.Nuveen Securities, LLC03-17-2017
Ken Robbins, Kathy RoshayD.A. Davidson & Co.Raymond James$17705-17-2017
Margaret Mary Lavecchia BaldwinD.A. Davidson & Co.UBS Financial Services Inc.$22010-25-2017
Anthony S Flores-MezaD.A. Davidson & Co.UBS Financial Services Inc.10-25-2017
Barbara S ColletteD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2018
Nathan Bryan WileyD.A. Davidson & Co.Northwestern Mutual Investment Services, LLC07-09-2018
Kevin Michael MonacoD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-11-2018
Joshua D. AnspaughD.A. Davidson & Co.Raymond James & Associates, Inc.10-11-2018
Steven William StahlbergD.A. Davidson & Co.Hilltop Securities Inc.$15001-14-2019
Carlos Alberto AlcaineD.A. Davidson & Co.Robert W. Baird & Co. Incorporated$15008-23-2019
Stephen Bernard HalterbeckD.A. Davidson & Co.Robert W. Baird & Co. Incorporated$15008-23-2019
Melissa Ann ReynoldsD.A. Davidson & Co.Robert W. Baird & Co. Incorporated08-23-2019
Eric Vaughn GarrisonD.A. Davidson & Co.Morgan Stanley09-19-2019
Gregg William WhelanD.A. Davidson & Co.Raymond James & Associates, Inc.$10009-27-2019
Rainbow Joy BrooksD.A. Davidson & Co.Newbridge Securities Corporation12-12-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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