Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmed H. ElemaryE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Lindsey ColoseyE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Robert Tyler FlewellingE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
Flora Margaret BurkeE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Zachary James PeroE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Stevenson Solar ParkE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Ryan Gon OvertonE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2019
James P. RohnE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2019
Asad AliE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2018
Alex Peter MccookE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2018
Jordan Robert SkipperE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2017
Mark Donald HansenE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Eric Jose MarruffoE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Eduardo HernandezE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Steven TranE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Christopher P. PetersE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-01-2015
Charles Richard YoungE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2015
Clayton Ernest KrickbaumE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2015
Vinh Quang DoE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2015
Christian Erik FlagstadE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
David Richard BurgessE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Randolph Theodore LachmanE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2011
Tomislav VatavukE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2011

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.