Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alvaro R. JaureguiEdward JonesJ.P. Morgan Securities LLC11-20-2014
Bella YouriEdward JonesBBVA Compass Investment Solutions, Inc.04-12-2013
Beth Aleta RoweEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Brian Kenneth ClarkEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2017
Brian Thomas ChandlerEdward JonesWells Fargo Clearing Services, LLC04-24-2009
Bruce Charles BranstineEdward JonesFirst Allied Securities, Inc.05-25-2018
Cheryl Dieda RebottaroEdward JonesMorgan Stanley$5009-17-2010
Christopher David AndersonEdward JonesCUNA Brokerage Services, Inc.05-27-2016
Christopher Reid MayerEdward JonesCetera Advisor Networks LLC$1011-25-2011
Clark Nile OsterhoutEdward JonesWells Fargo Clearing Services, LLC$1009-16-2011
David Andrew BaldwinEdward JonesIvy Distributors, Inc.07-11-2016
David Martin BullockEdward JonesLPL Financial LLC$3709-14-2018
David P McHughEdward JonesNYLIFE Securities LLC06-15-2012
Devin Andre PealEdward JonesJ.P. Morgan Securities LLC12-21-2017
Diane Elaine HuckabeeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2009
Eric Dana MosserEdward JonesWaddell & Reed01-29-2018
Erin Fry SinclairEdward JonesMorgan Stanley$1002-28-2014
Esaul Guerrero IIIEdward JonesUnionBanc Investment Services, LLC03-11-2011
Evan Joshua CohenEdward JonesMorgan Stanley09-16-2011
Florencio Gregorio AyalaEdward JonesThrivent Investment Management Inc.07-21-2017
Frederick Scott WithamEdward JonesMorgan Stanley04-24-2015
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Gor G AntashyanEdward JonesBanc of America Investment Services, Inc.07-27-2009
Gregory Allen TaylorEdward JonesState Farm VP Management Corp.06-08-2016
Israel SantiagoEdward JonesJ.P. Morgan Securities LLC07-07-2014
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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