Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Matthew BuenafeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Beth Aleta RoweEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Ryan Thomas Boden HollowayEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Sean Kevin HeslinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2017
Brian Kenneth ClarkEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2017
Yvonne Ingamells CeresaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2012
Sarah Shirazi ReznickEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2011
Robert Paul Johnston Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2009
Diane Elaine HuckabeeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2009
Shawn W. PriceEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Michael Todd EckholdtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-27-2016
John Francis DyerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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