Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard George BrandleyFSC Securities CorporationNWF Advisory Services Inc04-11-2019
Teri Lynn WhiteFSC Securities CorporationEdward Jones01-18-2019
Phylip Charles SimmonsFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Tammy Ann HospodarFSC Securities CorporationUnionBanc Investment Services, LLC09-14-2018
Richard Michael PearsonFSC Securities CorporationWestern International Securities, Inc.$2509-01-2017
Peter RivasFSC Securities CorporationEdward Jones$1008-31-2017
Malcolm Douglas MaclennanFSC Securities CorporationOppenheimer & Co. Inc.$15003-16-2017
Linda Rae BruiningaFSC Securities CorporationUnionBanc Investment Services, LLC08-01-2016
Adam Amir BagherianFSC Securities CorporationMetLife Securities Inc.07-13-2016
Mohammad Nayeem QureshiFSC Securities CorporationProtected Investors of America06-03-2016
Cliff Tian Yu LiangFSC Securities CorporationJ.P. Morgan Securities LLC05-12-2016
John Eugene MartyFSC Securities CorporationCetera Advisors LLC04-15-2016
David Soong ParkFSC Securities CorporationUnionBanc Investment Services, LLC02-12-2016
Vincent Alonzo StanleyFSC Securities CorporationWells Fargo Clearing Services, LLC11-25-2015
David Joseph Kim Jr.FSC Securities CorporationCetera Advisors LLC$5011-18-2015
Jack Brent ReaganFSC Securities CorporationLPL Financial LLC$1011-03-2015
Leonard Dean PintoFSC Securities CorporationLPL Financial LLC$1010-21-2015
Walter Patrick MajeskiFSC Securities CorporationVoya Financial Advisors, Inc.10-08-2014
Vanessa Marie MooreFSC Securities CorporationFinancial Telesis Inc08-13-2014
Denise Michelle ZapataFSC Securities CorporationCetera Advisor Networks LLC$1001-16-2014
David Sung Wook ParkFSC Securities CorporationJ.P. Turner & Company, L.L.C.10-18-2013
Alejandro IzarrarazFSC Securities CorporationLPL Financial LLC$2505-07-2013
Anna Ocampo LovellFSC Securities CorporationNational Planning Corporation02-22-2013
Frank Him Yip Jr.FSC Securities CorporationCetera Advisor Networks LLC02-14-2013
Robert Alvin Ebert Jr.FSC Securities CorporationNext Financial Group, Inc.$1011-29-2012
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.