Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene O'BrienFirst Allied Securities, Inc.1st Global Capital Corp.12-19-2012
David Bruce CohenFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
Gary Dennis HochmanFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
Nick Anthony TorresFirst Allied Securities, Inc.1st Global Capital Corp.03-09-2010
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
Denise Gail HollandFirst Allied Securities, Inc.Ameriprise Financial Services, LLC$1006-26-2015
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, LLC$2512-22-2014
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, LLC$5009-21-2012
Walter Gary LangenhahnFirst Allied Securities, Inc.Ameritas Investment Company, LLC$15003-29-2010
Stephen Craig WilliamsFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
John LeriasFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
Eugene Michael GurevichFirst Allied Securities, Inc.Banc of America Investment Services, Inc.03-24-2009
Jeffrey Scott DykemaFirst Allied Securities, Inc.BancWest Investment Services, Inc.09-07-2012
David Tyler HeymannFirst Allied Securities, Inc.Cambridge Investment Research, Inc.$5002-20-2014
Todd Michael CourFirst Allied Securities, Inc.Cambridge Legacy Securities L.L.C.$1004-23-2012
Victor SimonFirst Allied Securities, Inc.Capital Analysts$2501-02-2013
Brent Robert BroaddusFirst Allied Securities, Inc.Capital Growth Resources09-03-2009
Robert Steven WeissbeinFirst Allied Securities, Inc.Capital Guardian, LLC$2502-21-2014
Kelly Gene RichardsFirst Allied Securities, Inc.Capital Investment Group, Inc.$5006-09-2014
Dustin S. TenbroeckFirst Allied Securities, Inc.CapLink Securities, Inc06-14-2012
Sterling Carmen HirschFirst Allied Securities, Inc.Center Street Securities, Inc.11-15-2013
Kyle James KirkhamFirst Allied Securities, Inc.Chase Investment Services Corp.05-15-2012
Tanaz MoshirfatemiFirst Allied Securities, Inc.Chase Investment Services Corp.04-12-2012
William Garfield LevisFirst Allied Securities, Inc.Citigroup Global Markets Inc.$15012-01-2009
Dale Edward HohlbaughFirst Allied Securities, Inc.Citigroup Global Markets Inc.06-01-2009
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.