Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene O'BrienFirst Allied Securities, Inc.1st Global Capital Corp.12-19-2012
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
Denise Gail HollandFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$1006-26-2015
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5009-21-2012
Walter Gary LangenhahnFirst Allied Securities, Inc.Ameritas Investment Corp.$15003-29-2010
Stephen Craig WilliamsFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
Victor SimonFirst Allied Securities, Inc.Capital Analysts$2501-02-2013
Brent Robert BroaddusFirst Allied Securities, Inc.Capital Growth Resources09-03-2009
Robert Steven WeissbeinFirst Allied Securities, Inc.Capital Guardian, LLC$2502-21-2014
Dustin S. TenbroeckFirst Allied Securities, Inc.CapLink Securities, Inc06-14-2012
Todd WilsonFirst Allied Securities, Inc.Edward Jones08-08-2012
Jonathan Henry ZimplemanFirst Allied Securities, Inc.Edward Jones$2506-18-2012
Hans Kraus HernandezFirst Allied Securities, Inc.Edward Jones$1005-23-2011
William Nicholas RouthFirst Allied Securities, Inc.Fidelity Brokerage Services LLC05-09-2013
Marc Roger VezinaFirst Allied Securities, Inc.Fidelity Investments Institutional Services Company, Inc.08-21-2017
Gene Arthur SchnabelFirst Allied Securities, Inc.FSC Securities Corporation$15008-15-2013
Ryan Robert BlaisFirst Allied Securities, Inc.Goldman Sachs & Co.09-12-2017
Sheine WizelFirst Allied Securities, Inc.Investacorp, Inc.02-22-2013
William Basil VerrillFirst Allied Securities, Inc.JHS Capital Advisors, LLC09-20-2011
Patricia Lynn SimmsFirst Allied Securities, Inc.LPL Financial LLC$5006-28-2013
Edward Daley SharkeyFirst Allied Securities, Inc.MetLife Securities Inc.02-06-2009
Thomas Michael KozlowskiFirst Allied Securities, Inc.Mid Atlantic Capital Corporation$10006-27-2014
Robert Stephen McDanielFirst Allied Securities, Inc.Morgan Stanley$4111-20-2017
Mark Calvin GillelenFirst Allied Securities, Inc.Morgan Stanley05-23-2012
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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