Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amon Albert AllahyariFirst Allied Securities, Inc.LPL Financial LLC06-29-2009
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Arcadia Berjonneau KeaneFirst Allied Securities, Inc.IRA Wealth Management08-09-2017
Bradley Gering BrownFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-16-2010
Brandy Lea Clements-CorderFirst Allied Securities, Inc.LPL Financial LLC04-18-2011
Brent Robert BroaddusFirst Allied Securities, Inc.Capital Growth Resources$25009-03-2009
Brian Andrew FreckmanFirst Allied Securities, Inc.Securities America, Inc.07-01-2009
Carlos Everardo Ward Jr.First Allied Securities, Inc.SagePoint Financial, Inc.04-20-2009
Chad Ryan BarancykFirst Allied Securities, Inc.SII Investments, Inc.$10011-17-2014
Christian Raul CordobaFirst Allied Securities, Inc.SagePoint Financial, Inc.$25003-09-2009
Christina PachecoFirst Allied Securities, Inc.AssetMark Brokerage, LLC10-21-2019
Christine Renee McbroomFirst Allied Securities, Inc.Edward Jones03-01-2013
Christopher Lee WarberFirst Allied Securities, Inc.Edward Jones$25008-03-2012
Claudia Jouita VazquezFirst Allied Securities, Inc.Raymond James Financial Services, Inc.$19008-15-2018
Corey Ryan SchepperFirst Allied Securities, Inc.SII Investments, Inc.$50010-15-2013
Dale E HohlbaughFirst Allied Securities, Inc.Citigroup Global Markets Inc.$25006-01-2009
Daniel Edward BrunetteFirst Allied Securities, Inc.Ogilvie Security Advisors Corporation$15010-17-2012
Daniel GriecoFirst Allied Securities, Inc.Royal Alliance Associates, Inc.$50008-09-2010
Daniel Lawrence BayFirst Allied Securities, Inc.Raymond James Financial Services, Inc.$50005-17-2012
Daniel Mark JuechterFirst Allied Securities, Inc.National Planning Corporation$25012-01-2014
Daniel Paul CaviseFirst Allied Securities, Inc.Royal Alliance Associates, Inc.$50008-28-2015
David Bruce CohenFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
David Jason CasteriotoFirst Allied Securities, Inc.Royal Alliance Associates, Inc.$50012-22-2014
David Michael EurtonFirst Allied Securities, Inc.Western International Securities, Inc.07-07-2014
David Tyler HeymannFirst Allied Securities, Inc.Cambridge Investment Research, Inc.$50002-20-2014
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Showing 1 to 25 of 134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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