Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Eric WeckbacherFirst Republic Securities Company, LLCUBS Financial Services Inc.11-01-2019
Greg James WebsterFirst Republic Securities Company, LLCUBS Financial Services Inc.11-01-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
Claudia Rea LovellFirst Republic Securities Company, LLCUBS Financial Services Inc.$10005-14-2019
Jenna L. SteinhauerFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC04-24-2019
Daniel Tracy GibbsFirst Republic Securities Company, LLCMorgan Stanley04-08-2019
Kevin Moran DonnelleyFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-06-2019
Victoria Lorraine BlancoFirst Republic Securities Company, LLCUBS Financial Services Inc.$50001-25-2019
Gregory George ZappasFirst Republic Securities Company, LLCUBS Financial Services Inc.$50001-25-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-11-2019
Roy M. Elliott Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-11-2019
Marena Mary TufenkjianFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25001-11-2019
Steven Harlen LevineFirst Republic Securities Company, LLCUBS Financial Services Inc.$38409-21-2018
Kenneth G. KoziakFirst Republic Securities Company, LLCUBS Financial Services Inc.$50009-21-2018
Peter BeldenFirst Republic Securities Company, LLCUBS Financial Services Inc.09-21-2018
Timothy Scott Migliaccio IIFirst Republic Securities Company, LLCUnionBanc Investment Services, LLC08-29-2018
Deborah J CamilloFirst Republic Securities Company, LLCMorgan Stanley$10008-27-2018
Thomas William SixFirst Republic Securities Company, LLCRBC Capital Markets, LLC08-06-2018
Vincent Anthony Lovoy Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2018
Todd Wayne HalbrookFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2018
Adam Douglas MacdonaldFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2018
Jeremy David WennerFirst Republic Securities Company, LLCJefferies LLC$10005-11-2018
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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