Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WinnFirst Republic Securities Company, LLCUBS Financial Services Inc.$10005-02-2016
Kenneth George McauleyFirst Republic Securities Company, LLCUBS Financial Services Inc.$15004-29-2016
Mong Hoai Huong Thi TranFirst Republic Securities Company, LLCU.S. Bancorp Investments, Inc.04-27-2016
Robert KangFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$25004-08-2016
Lauren K. WestFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC03-11-2016
Jay Vincent DerussoFirst Republic Securities Company, LLCUnionBanc Investment Services, LLC$50002-18-2016
Rene W. HenriksenFirst Republic Securities Company, LLCUBS Financial Services Inc.$10001-22-2016
Douglas Paul FiekFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$15001-07-2016
Keith William WebsterFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$10012-08-2015
Robin Kerry YoshimuraFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$10012-08-2015
Michael Jeffrey SchannaFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$25012-08-2015
Steven John SojaFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$50012-07-2015
Jeanmarie Macari LabonteFirst Republic Securities Company, LLCComerica Securities11-16-2015
Linda Meejung YangFirst Republic Securities Company, LLCUnionBanc Investment Services, LLC11-16-2015
Shirley Lee-Chin ChuFirst Republic Securities Company, LLCCetera Investment Services LLC$15010-15-2015
Dagny Carol MaidmanFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$50010-09-2015
Christopher Mullen ChaseFirst Republic Securities Company, LLCCredit Suisse Securities (USA) LLC$50010-09-2015
Jon Michael GoldsteinFirst Republic Securities Company, LLCConstellation Wealth Advisors LLC$10009-30-2015
Michael Ames TexidoFirst Republic Securities Company, LLCConstellation Wealth Advisors LLC$25009-30-2015
Steven Christopher BonoFirst Republic Securities Company, LLCConstellation Wealth Advisors LLC09-30-2015
David Ralph AriziniFirst Republic Securities Company, LLCConstellation Wealth Advisors LLC09-30-2015
Michael Dean JacksonFirst Republic Securities Company, LLCConstellation Wealth Advisors LLC09-30-2015
Tim John WoodallFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-02-2015
John Dustin RaringFirst Republic Securities Company, LLCUBS Financial Services Inc.09-02-2015
Vanessa Yuen LauFirst Republic Securities Company, LLCMorgan Stanley08-05-2015
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Showing 51 to 75 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.