Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elaine ParenteauFirst Republic Securities Company, LLCUBS Financial Services Inc.08-19-2020
Sarah Elaine ParenteauFirst Republic Securities Company, LLCUBS Financial Services Inc.08-19-2020
Ronald Eric WeckbacherFirst Republic Securities Company, LLCUBS Financial Services Inc.$15011-01-2019
Greg James WebsterFirst Republic Securities Company, LLCUBS Financial Services Inc.$5011-01-2019
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
Victoria Lorraine BlancoFirst Republic Securities Company, LLCUBS Financial Services Inc.01-25-2019
Gregory George ZappasFirst Republic Securities Company, LLCUBS Financial Services Inc.$5001-25-2019
Steven Harlen LevineFirst Republic Securities Company, LLCUBS Financial Services Inc.$3,84009-21-2018
Kenneth G. KoziakFirst Republic Securities Company, LLCUBS Financial Services Inc.$5009-21-2018
Peter BeldenFirst Republic Securities Company, LLCUBS Financial Services Inc.09-21-2018
Michael T McIntoshFirst Republic Securities Company, LLCUBS Financial Services Inc.09-26-2017
Mitchell Ryan PetersFirst Republic Securities Company, LLCUBS Financial Services Inc.09-08-2017
Mark Allen FriedmanFirst Republic Securities Company, LLCUBS Financial Services Inc.09-08-2017
Robert Paul GehlenFirst Republic Securities Company, LLCUBS Financial Services Inc.06-23-2017
David John MuchaFirst Republic Securities Company, LLCUBS Financial Services Inc.06-23-2017
Marissa Seleste PattisonFirst Republic Securities Company, LLCUBS Financial Services Inc.06-23-2017
Paul Loren FeinsteinFirst Republic Securities Company, LLCUBS Financial Services Inc.$15002-10-2017
Kristin Ariana BatemanFirst Republic Securities Company, LLCUBS Financial Services Inc.02-10-2017
Corinne CarrollFirst Republic Securities Company, LLCUBS Financial Services Inc.02-10-2017
Alec Nathan FeinsteinFirst Republic Securities Company, LLCUBS Financial Services Inc.02-10-2017
Kenneth George McAuleyFirst Republic Securities Company, LLCUBS Financial Services Inc.$15004-29-2016
Rene W. HenriksenFirst Republic Securities Company, LLCUBS Financial Services Inc.$10001-22-2016
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.