Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Leif ElsmoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2014
Brennan James MaloneFisher InvestmentsOmega Financial Group, LLC01-13-2015
Sharon Lexa Galvin GutierrezFisher InvestmentsCommonfund Securities, Inc.03-16-2016
Janos MajorFisher InvestmentsPNC Investments06-22-2016
Christina Aida HensleyFisher InvestmentsNorthwestern Mutual Investment Services, LLC09-13-2016
Rajen DuggalFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2017
Jessica Danielle BreilandFisher InvestmentsEdward Jones04-26-2017
Nathan Andrew SmithFisher InvestmentsMML Investors Services, LLC08-15-2017
Ryan Thomas McTigueFisher InvestmentsAmeriprise Financial Services, Inc.09-20-2017
Jacob Lionel MargoFisher InvestmentsJ.P. Morgan Securities LLC11-15-2017
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Abdulaziz F. AlbasriFisher InvestmentsPNC Investments12-12-2017
Alexander Scott LeitzesFisher InvestmentsJ.P. Morgan Securities LLC01-02-2018
Adam Ross KlickFisher InvestmentsSignator Investors, Inc.01-09-2018
Alexander BowlandFisher InvestmentsMorgan Stanley02-13-2018
Joshua Adam EvansFisher InvestmentsBowers Wealth Management, Inc.02-13-2018
David James LundFisher InvestmentsSecurian Financial Services, Inc.04-25-2018
Michael MuirFisher InvestmentsNorthwestern Mutual Investment Services, LLC05-03-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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