Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Elizabeth FilindrasGWN Securities Inc.AXA Advisors, LLC07-17-2018
Nicholas Forbes BormannGWN Securities Inc.AXA Advisors, LLC12-01-2017
Laurie C. AllenGWN Securities Inc.AXA Advisors, LLC08-04-2017
Robert J. ThomasGWN Securities Inc.AXA Advisors, LLC07-19-2016
Jared M. KellyGWN Securities Inc.AXA Advisors, LLC09-08-2014
Shawn David FinleyGWN Securities Inc.AXA Advisors, LLC03-03-2014
Ryan Daniel BoudreauGWN Securities Inc.AXA Advisors, LLC$1006-27-2013
Gregory Alan HarveyGWN Securities Inc.CoreCap Investments, Inc.01-02-2020
Richard Ward OverdorffGWN Securities Inc.Medallion Advisory Services, LLC01-15-2010
Michael BezazianGWN Securities Inc.National Planning Corporation$1004-20-2015
James Bradford EdlemanGWN Securities Inc.OneAmerica Securities, Inc.$5003-28-2014
Kristopher Brandel ZiskinGWN Securities Inc.PlanMember Securities Corporation05-26-2017
Mark Andrew SchindlerGWN Securities Inc.PlanMember Securities Corporation$1002-13-2014
Brooke Richard WentnerGWN Securities Inc.PlanMember Securities Corporation03-31-2010
Wade Norman MurphyGWN Securities Inc.Transamerica Financial Advisors, Inc$5001-04-2010
Linda Olson CorcoranGWN Securities Inc.Voya Financial Advisors, Inc.01-03-2017

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.