Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Di WuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Lin LinHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Matthew Robert CarrierHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Kai ShengHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2016
Wayne Cheng ChouHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2015
Helen Callista Yi ShueHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2014
Annie An Ru Chou ChenHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2014
Ananda Sankar SanyalHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2014
Qingyin YouHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Yuha Elsa TseHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Anna T. LeeHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2012
Janet Kawamoto ZhangHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2012
Ruby Y ChenHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Sung LiuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2011
Freeman LeungHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2011
Thomas Charles OlsonHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-15-2010
Cindy Shu-Yin ChenHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-12-2010
Lan LiHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2010
Alina BrindusescuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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