Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Daryl WahlinIndependent Financial Group, LLC1st Global Capital Corp.$2503-04-2013
Tyler Jeff PetersonIndependent Financial Group, LLCA & I Financial Services, LLC$15005-10-2013
Barry I GoldsteinIndependent Financial Group, LLCAFA Financial Group, LLC05-20-2010
Orville Laverne Mccumber Jr.Independent Financial Group, LLCAFA Financial Group, LLC05-19-2010
Alexander Earl LessardIndependent Financial Group, LLCAFA Financial Group, LLC$105-05-2010
Erick BaerIndependent Financial Group, LLCAFA Financial Group, LLC05-01-2010
Bruce Phillips StoneIndependent Financial Group, LLCAFA Financial Group, LLC$5004-28-2010
Rodney Scott PalmerIndependent Financial Group, LLCAFA Financial Group, LLC04-27-2010
James Edward HarrisIndependent Financial Group, LLCAFA Financial Group, LLC$5004-26-2010
John Paul MazzaIndependent Financial Group, LLCAFA Financial Group, LLC04-26-2010
Lawrence Ira SchechterIndependent Financial Group, LLCAFA Financial Group, LLC$5004-26-2010
Jack ThomasIndependent Financial Group, LLCAFA Financial Group, LLC$103-01-2010
Jeffrey Reed NessethIndependent Financial Group, LLCAllied Beacon Partners, Inc.10-20-2011
Jason Jitsuro YamamotoIndependent Financial Group, LLCAmerican Capital Partners, LLC$2504-15-2016
Gerard Barrett PerkinsIndependent Financial Group, LLCAmerican Independent Securities Group, LLC12-12-2011
Rick J WertheimIndependent Financial Group, LLCAmeriprise Financial Services, Inc.$110-29-2015
Lauren Austin EstesIndependent Financial Group, LLCAmeriprise Financial Services, Inc.$102-27-2013
Troy J BennettIndependent Financial Group, LLCAmeritas Investment Corp.$2505-21-2010
Daniel Owen GomesIndependent Financial Group, LLCAnchor Bay Securities, LLC12-02-2014
Kevin Francis Hughes Jr.Independent Financial Group, LLCAusdal Financial Partners, Inc.09-28-2017
Michael Drew PrinceIndependent Financial Group, LLCAXA Advisors, LLC11-18-2014
Garry Loyd MizeIndependent Financial Group, LLCBancWest Investment Services, Inc.03-01-2012
Maggie Xie LauerIndependent Financial Group, LLCCabot Lodge Securities LLC03-25-2019
Andrew John BakerIndependent Financial Group, LLCCadaret, Grant & Co., Inc.$10010-22-2012
Ronald Alan SterudIndependent Financial Group, LLCCambridge Investment Research Advisors, Inc.02-04-2014
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Showing 1 to 25 of 225 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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