Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Rick Amador Cordova IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2310-31-2018
Miccal Todd JacksonJ.P. Morgan Securities LLCMTJ Investment Advisors, LLC10-29-2018
Oscar GaytanJ.P. Morgan Securities LLCEdward Jones10-03-2018
Kevin Michael Won LeeJ.P. Morgan Securities LLCAXA Advisors, LLC09-27-2018
Nicholas Paul HaganJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-25-2018
Kexiang QianJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2018
Fanor Abraham BohorquezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-13-2018
Magdalena Karolina StrangesJ.P. Morgan Securities LLCScottrade, Inc.09-05-2018
Daniel Charles O'ConnellJ.P. Morgan Securities LLCMorgan Stanley08-29-2018
Erendira EstrellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-09-2018
Michael David KennellyJ.P. Morgan Securities LLCInfinex Investments, Inc.07-31-2018
Kahlil Nommo GrierJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Bradley James SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Belinda Lucy KoucheJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
James Arthur Rumph IIJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC06-13-2018
Michael Stephen LewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
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Showing 1 to 25 of 498 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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