Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kellen NgJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Gary Lynn WattsJ.P. Morgan Securities LLCAlamo Capital08-19-2016
Teresa Morris FisherJ.P. Morgan Securities LLCAllianceBernstein L.P.$15008-16-2012
Guillermo Antonio LarcoJ.P. Morgan Securities LLCAllstate Financial Services, LLC05-27-2016
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
Austin Albert LaneJ.P. Morgan Securities LLCAmerican Funds Distributors, Inc.06-20-2017
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Joshua Michael PerkinsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.05-18-2017
Eszter TamasJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-07-2017
Andre Luiz Miranda PaivaJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.03-23-2017
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Robert Scott CrowellJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.11-10-2015
Michael John WorthingtonJ.P. Morgan Securities LLCAmeritas Investment Corp.12-19-2014
Kevin Michael Won LeeJ.P. Morgan Securities LLCAXA Advisors, LLC09-27-2018
Darren KwanJ.P. Morgan Securities LLCAXA Advisors, LLC05-03-2017
Joshua Austin GelberJ.P. Morgan Securities LLCAXA Advisors, LLC05-13-2016
Sergio CabralJ.P. Morgan Securities LLCAXA Advisors, LLC03-25-2016
Antonio Galindo-GarciaJ.P. Morgan Securities LLCAXA Advisors, LLC08-27-2015
Saman BigharazJ.P. Morgan Securities LLCAXA Advisors, LLC04-24-2015
Steven Kyle KelsoJ.P. Morgan Securities LLCAXA Advisors, LLC01-27-2015
Farhad Sean BadiiJ.P. Morgan Securities LLCAXA Advisors, LLC08-11-2014
Darwin Levi JuarezJ.P. Morgan Securities LLCAXA Advisors, LLC06-03-2014
Sara Faye LovellJ.P. Morgan Securities LLCAXA Advisors, LLC05-29-2014
Nicholas Samson FinnJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2014
Benjamin Kye-Kwang KimJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2014
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Showing 1 to 25 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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