Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kellen LienJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Gary Lynn WattsJ.P. Morgan Securities LLCAlamo Capital08-19-2016
Vincent Raul LawlerJ.P. Morgan Securities LLCAllianceBernstein L.P.06-27-2017
Guillermo Antonio LarcoJ.P. Morgan Securities LLCAllstate Financial Services, LLC05-27-2016
Christopher Arthur WernerJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-21-2016
Tigran AreshianJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC12-18-2018
Austin A. LaneJ.P. Morgan Securities LLCAmerican Funds Distributors, Inc.06-20-2017
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-14-2018
Victor Manuel CorreaJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-15-2017
David Brian WinterJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC09-08-2017
Joshua Michael PerkinsJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC05-18-2017
Eszter TamasJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC04-07-2017
Brittany SorianoJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC04-03-2017
Andre Luiz Miranda PaivaJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-23-2017
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-17-2016
Robert Scott CrowellJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-10-2015
Roberto Austin Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-18-2014
Michael John WorthingtonJ.P. Morgan Securities LLCAmeritas Investment Company, LLC12-19-2014
Chungfu Erik HsiehJ.P. Morgan Securities LLCAvantax Investment Services, Inc.10-01-2012
Derek Chiangseng TuJ.P. Morgan Securities LLCAXA Advisors, LLC02-07-2020
Stephen Edward TucciJ.P. Morgan Securities LLCAXA Advisors, LLC12-16-2019
Itamar ErsterJ.P. Morgan Securities LLCAXA Advisors, LLC12-13-2019
Misael Alexander MolinaJ.P. Morgan Securities LLCAXA Advisors, LLC11-27-2019
Zachary James HansenJ.P. Morgan Securities LLCAXA Advisors, LLC10-31-2019
Ryan James SikorskyJ.P. Morgan Securities LLCAXA Advisors, LLC08-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.