Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kasandra V SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Jay Dohrn Baumgardner IIIJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-12-2009
Robert Anthony Daly Jr.J.P. Morgan Securities LLCUBS Financial Services Inc.03-09-2009
Jenny ChuJ.P. Morgan Securities LLCUBS Financial Services Inc.03-17-2009
John Richard CampbellJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Mark Eugene MattinglyJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Maurice StorchJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
John Joseph GallagherJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
Craige Marcello BerteroJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Daniel Paul DamondJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Karl Austin PettijohnJ.P. Morgan Securities LLCUBS Financial Services Inc.06-12-2009
Mark R DecunhaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-12-2009
Joel David BlumbergJ.P. Morgan Securities LLCWells Fargo Securities, LLC08-20-2009
Joseph EllisonJ.P. Morgan Securities LLCMorgan Stanley08-21-2009
Jack Harold KeleshianJ.P. Morgan Securities LLCWells Fargo Investments, LLC09-09-2009
Allan Troy ArgosinoJ.P. Morgan Securities LLCMorgan Stanley01-20-2010
Gianpaolo BicegoJ.P. Morgan Securities LLCWells Fargo Investments, LLC02-11-2010
Paul Spencer CheckettsJ.P. Morgan Securities LLCCapwest Securities, Inc.02-25-2010
Thomas Patrick CollinsJ.P. Morgan Securities LLCUBS Financial Services Inc.04-23-2010
Ali Nick SadaghianiJ.P. Morgan Securities LLCMorgan Stanley05-27-2010
Ehud RinotJ.P. Morgan Securities LLCMorgan Stanley05-27-2010
Michael David GrableJ.P. Morgan Securities LLCThomas Weisel Partners LLC07-01-2010
Zenia Lisette DelgadoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.07-01-2010
Antoine Nabih SoumaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.07-09-2010
Trevor Bradner RahnJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.07-30-2010
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Showing 1 to 25 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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