Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charmaine W. ChowJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2015
Christopher H. FreitasJ.P. Morgan Securities LLCMorgan Stanley02-23-2015
Timothy D J RocheJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-30-2015
Mark A. GilbertJ.P. Morgan Securities LLCVanguard Marketing Corporation01-30-2015
Michael John WorthingtonJ.P. Morgan Securities LLCAmeritas Investment Corp.12-19-2014
Jack Duong TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-11-2014
Miguel James OharaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-07-2014
Marc Aaron TavanoJ.P. Morgan Securities LLCComerica Securities10-21-2014
Amanda Celia RheeJ.P. Morgan Securities LLCMorgan Stanley09-30-2014
Ruben L. SmithJ.P. Morgan Securities LLCLincoln Financial Advisors Corporation09-29-2014
Matthew Patrick HumeJ.P. Morgan Securities LLCJ.P. Morgan Institutional Investments Inc.09-09-2014
Travis Lane ShirleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.09-04-2014
Stephen Lane ShirleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.09-04-2014
Farhad S. BadiiJ.P. Morgan Securities LLCAXA Advisors, LLC08-11-2014
Marc Jeffrey HsuJ.P. Morgan Securities LLCCetera Investment Advisers LLC07-30-2014
Jeffrey Weijei SunJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2014
Marcia Isabel HerreraJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Darwin Levi JuarezJ.P. Morgan Securities LLCAXA Advisors, LLC06-03-2014
Mathew TongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2014
Derrick Ryan GinJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-01-2014
Jonathan T. ChanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-29-2014
Stephen BlackwellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2014
Shinta HalimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2014
Dean Hyung Woo ChoiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
Neil Jared CohenJ.P. Morgan Securities LLCBoustead Securities, LLC01-31-2014
« Previous PageNext Page »

Showing 176 to 200 of 659 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.