Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vernon Delaney HobbsJ.P. Morgan Securities LLCMetLife Securities Inc.$15010-29-2015
William H Eggers Jr.J.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5010-26-2015
Karen Gentry NortonJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC10-09-2015
Edward Joseph CernoboriJ.P. Morgan Securities LLCCsfbdirect, Inc.09-25-2015
Jeffrey Philip BordenJ.P. Morgan Securities LLCRaymond James & Associates, Inc.09-25-2015
Deji Nathan Spencer-WaltersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2015
Steve SakamotoJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-17-2015
Tiffany Cao WenzelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2015
Ryan Fitzpatrick BurkeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2015
Angel Eduardo MatosJ.P. Morgan Securities LLCMorgan Stanley09-08-2015
Timothy MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Dee Dee Li-KhaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-31-2015
Antonio Galindo-GarciaJ.P. Morgan Securities LLCAXA Advisors, LLC08-27-2015
Celeste Oi Ling LeungJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC$15008-27-2015
Sudip JhaJ.P. Morgan Securities LLCCsfbdirect, Inc.08-25-2015
Lai ZhangJ.P. Morgan Securities LLCEdward Jones08-15-2015
Barry BayatJ.P. Morgan Securities LLCUBS Financial Services Inc.07-31-2015
Jacob Lionel MargoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2015
John David MetzgerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-22-2015
Rupinder GrewalJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-17-2015
Brent Alan WickJ.P. Morgan Securities LLCBarclays Capital Inc.07-01-2015
Jonathan Robert BatesJ.P. Morgan Securities LLCBarclays Capital Inc.07-01-2015
Berta Alicia GordonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Robert Paul KimmelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2015
Wilhelmina LoJ.P. Morgan Securities LLCMorgan Stanley06-23-2015
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Showing 226 to 250 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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