Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brittany Nicole RomeroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2018
Richard Tyler BarnesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Massimo MioniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Juan P. GarciaJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-17-2018
Bradley James SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Victor Hugo AcevedoJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-17-2018
Thomas Joseph AzouryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Johnny Ruh HarenJ.P. Morgan Securities LLCMorgan Stanley07-13-2018
Isaac Richard IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2018
Juan Rafael BermudezJ.P. Morgan Securities LLCBBVA Securities Inc.07-13-2018
Ian Barrett BrownJ.P. Morgan Securities LLCWest Oak Capital, LLC07-12-2018
Belinda Lucy KoucheJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
Daniel James BergmannJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2018
Serkan UygurJ.P. Morgan Securities LLCE*TRADE Securities LLC07-06-2018
Bradley D. HabbestadJ.P. Morgan Securities LLCCitizens Securities, Inc.07-03-2018
Kurt R. JonesJ.P. Morgan Securities LLCPruco Securities, LLC.07-02-2018
John Kenton HamelJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-25-2018
Amanda Nicole AguilarJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2018
Mitchell Douglas BellJ.P. Morgan Securities LLCSagePoint Financial, Inc.06-14-2018
James Arthur RumphJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-13-2018
Cassra MashkouriJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-13-2018
Michelle A BotschJ.P. Morgan Securities LLCAXA Advisors, LLC06-12-2018
Richard Jay ZinmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-08-2018
Michael Stephen LewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-07-2018
Carmencita Protacio CalawayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.