Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles J. LynchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Tad Charles RaudmanJ.P. Morgan Securities LLCMorgan Stanley06-04-2018
Nathan Kiseok SongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Meghan Paige TarryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-31-2018
Thomas O. KarnJ.P. Morgan Securities LLCTD Ameritrade, Inc.$805-30-2018
Joseph Andrew CarlsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Benjamin William GoebertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-24-2018
Paige Elizabeth RexrodeJ.P. Morgan Securities LLCHilltop Securities Inc.05-21-2018
Robert J. BadgerJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-21-2018
Natalie Michelle StaplesJ.P. Morgan Securities LLCUBS Financial Services Inc.$2505-15-2018
Loc Minh ThaiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Nora JashariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Raymond RaiJ.P. Morgan Securities LLCPruco Securities, LLC.04-26-2018
Gregory Michael FieldsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2018
Benjamin William SchilligJ.P. Morgan Securities LLCEdward Jones04-24-2018
Nicholas Richard Galli SterlingJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-20-2018
Gregory Taylor FergusonJ.P. Morgan Securities LLCScottrade, Inc.04-20-2018
Bradford Lee GoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Mark Harry HathawayJ.P. Morgan Securities LLCCity National Securities, Inc.04-05-2018
John A. MontesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Luke Daniel MorrisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-30-2018
Guannan HeJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-29-2018
Heather Ann ChristensenJ.P. Morgan Securities LLCTD Ameritrade, Inc.03-28-2018
Mark Anthony SalasJ.P. Morgan Securities LLCWaddell & Reed03-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.