Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Henry UzquedaJ.P. Morgan Securities LLCBancWest Investment Services, Inc.06-19-2015
Robert Hill BollingerJ.P. Morgan Securities LLCPFS Investments Inc.06-16-2015
Kevin A SalkeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2015
Rendi Febrianto WijayaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2015
Christian James Matthew Ferrei WhelanJ.P. Morgan Securities LLCMorgan Stanley06-08-2015
Michael Thomas HansonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2015
James C CravensJ.P. Morgan Securities LLCCetera Advisor Networks LLC06-03-2015
Amber Rae NilesJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC$15006-01-2015
Anh Hoang VuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Sandra Jessica GoinsJ.P. Morgan Securities LLCMorgan Stanley05-28-2015
Mary Elisabeth PlowdenJ.P. Morgan Securities LLCPartnership Capital Growth, LLC05-27-2015
Julian Abraham BartolomeiJ.P. Morgan Securities LLCMorgan Stanley05-20-2015
Michael Anthony Tamayo IIJ.P. Morgan Securities LLCBBVA Securities Inc.05-11-2015
Nico Raphael SharpJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC04-28-2015
Suzy LamJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC$1004-27-2015
Saman BigharazJ.P. Morgan Securities LLCAXA Advisors, LLC04-24-2015
Bradley Scot FriskJ.P. Morgan Securities LLCMorgan Stanley04-22-2015
Antwan Sylvester DanielsJ.P. Morgan Securities LLCMorgan Stanley04-21-2015
Michael GiuntaJ.P. Morgan Securities LLCPurshe Kaplan Sterling Investments04-16-2015
Scott Nicholas BeesleyJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.04-16-2015
Scott Thomas KelleyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Tom Dinh NguyenJ.P. Morgan Securities LLCNYLIFE Securities LLC04-10-2015
Veronica Marlene EstradaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.04-10-2015
Robert Duncan AikinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2015
Samuel Duran Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2015
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Showing 251 to 275 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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