Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zeeshan HasanJ.P. Morgan Securities LLCScottrade, Inc.12-12-2017
James D. OszustJ.P. Morgan Securities LLCFirst Republic Securities Company, LLC12-11-2017
Kevin Lawrence GunnJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.12-08-2017
Tarik NasrawiJ.P. Morgan Securities LLCEdward Jones12-07-2017
Michael KiangJ.P. Morgan Securities LLCMorgan Stanley12-06-2017
Charles Marc NuwerJ.P. Morgan Securities LLCPrincipal Securities, Inc.12-05-2017
Daniel Forrest FreerJ.P. Morgan Securities LLCEdward Jones12-05-2017
Yu-Ting ChengJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-30-2017
Chad Joseph DechowitzJ.P. Morgan Securities LLCSagePoint Financial, Inc.11-30-2017
Hang Thanh NguyenJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.11-22-2017
Remy Nabil Willie SalamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Andres EscobarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Corey Gerard MazzaJ.P. Morgan Securities LLCGoldman Sachs & Co.11-20-2017
Dominick Martinez Divine IIJ.P. Morgan Securities LLCINVEST Financial Corporation11-15-2017
Ismael Omar MunozJ.P. Morgan Securities LLCPruco Securities, LLC.11-14-2017
Gabriel RuedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-10-2017
Samuel RamliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-09-2017
Jack Gang ChenJ.P. Morgan Securities LLCWaddell & Reed11-08-2017
Yourdanos MulatuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
Craig Carl StevensJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-30-2017
Michelle Jacqueline RunyonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-20-2017
Frank W. LuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Venansia Ekawati TuineagJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-18-2017
Hosung NaJ.P. Morgan Securities LLCPruco Securities, LLC.10-17-2017
Leilei ChenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.