Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Otis BarnesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Jonalyn Hadap Habil-DusewiczJ.P. Morgan Securities LLCFirst Allied Securities, Inc.10-06-2017
Linda Ling MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Ronald Harold LedferdJ.P. Morgan Securities LLCUBS Financial Services Inc.10-04-2017
Kathrine Denice AquinoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
Tia D. EdensJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-03-2017
Namer Nader FakhouryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Casey Ryan CassityJ.P. Morgan Securities LLCAzul Financial LLC09-29-2017
Ante Pavle FericJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Eunice Lesley SomersetJ.P. Morgan Securities LLCStrategic Advisers LLC09-25-2017
Matthew William BensonJ.P. Morgan Securities LLCMorgan Stanley09-22-2017
Kayla Thiri AungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-22-2017
Benjamin George NorrieJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2017
Michael James MontgomeryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-18-2017
Jim FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2017
Darling Vanessa PinedaJ.P. Morgan Securities LLCLPL Financial LLC09-14-2017
Samaneh AnahidJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-14-2017
Gary Scott Huband Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.$10009-13-2017
Jonathan D KorzekwaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-12-2017
Oscar A. ChavezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC09-12-2017
David Brian WinterJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC09-08-2017
Justin ShumJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2017
David Jerome HornungJ.P. Morgan Securities LLCCity National Securities, Inc.08-30-2017
Veronica Naomi ChavarinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Roger EscobarJ.P. Morgan Securities LLCInfinity Financial Services08-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.