Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Farhad Sean BadiiJ.P. Morgan Securities LLCAXA Advisors, LLC08-11-2014
Jason Neal CannonJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC08-07-2014
Michael James OlarioJ.P. Morgan Securities LLCBBVA Securities Inc.08-04-2014
Kevin C K TuJ.P. Morgan Securities LLCMorgan Stanley08-01-2014
Marc Jeffrey HsuJ.P. Morgan Securities LLCCetera Investment Advisers LLC07-30-2014
Gregory Daniel PelechowiczJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2014
Pablo Marcos Yongki KimJ.P. Morgan Securities LLCWaddell & Reed07-29-2014
Shannon Roseann DubuissonJ.P. Morgan Securities LLCMML Investors Services, LLC07-25-2014
Jeffrey Weijei SunJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-21-2014
Jade EaglesJ.P. Morgan Securities LLCOneAmerica Securities, Inc.07-08-2014
Marcia Isabel HerreraJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Jeremy David ReznichJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.06-30-2014
Justin Brendan IsaacJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$15006-24-2014
Gordon HooJ.P. Morgan Securities LLCD.A. Davidson & Co.$2506-23-2014
Nicholas Edward VigilJ.P. Morgan Securities LLCPrincipal Securities, Inc.06-17-2014
Lisa Jung Hwa AnJ.P. Morgan Securities LLCPruco Securities, LLC.06-05-2014
Darwin Levi JuarezJ.P. Morgan Securities LLCAXA Advisors, LLC06-03-2014
Antonio Alfredo FontanaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
Clarence Irvin SeeseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15006-02-2014
Patrick Joseph BurkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
Dana Grant BurnsJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC05-30-2014
John Christian MarsellaJ.P. Morgan Securities LLCMorgan Stanley05-29-2014
Sara Faye LovellJ.P. Morgan Securities LLCAXA Advisors, LLC05-29-2014
Mathew TongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2014
Bao Dinh NgoJ.P. Morgan Securities LLCScottrade, Inc.05-20-2014
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Showing 326 to 350 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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